Risk Management Lead

1 week ago


Gurgaon, Haryana, India Stride Ventures Full time
Responsibilities

The successful candidate will be responsible for:

Global Regulatory Compliance:

  • Providing regulatory compliance policy advice and guidance to the Funds and Markets team
  • Managing issues related to global regulatory compliance, marketing, and selling investment products and offerings

Risk Management:

  • Identifying and prioritizing regulatory and compliance risks associated with Investment products and conducting periodic compliance risk assessments
  • Collaborating to identify, assess, and mitigate compliance-related risks

AML and KYC:

  • Leading the development of AML and KYC processes to prevent financial crime and ensure due diligence during deal-making
  • Ensuring regular training for employees on compliance-related topics, particularly AML/KYC, insider trading, and regulatory reporting

Reporting and Compliance:

  • Managing global reporting requirements, including submissions to SEBI, RBI, the Financial Conduct Authority (FCA), and other local regulators
  • Preparing the company for audits, inspections, and reviews

Training and Education:

  • Developing and delivering training programs for staff on compliance-related topics
  • Fostering a culture of compliance and ethical behavior within the organization

Salaries and Benefits: ₹30-40 lakhs per annum, depending on experience; comprehensive health insurance, paid time off, and opportunities for professional growth and development


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