Compliance Risk Manager

1 day ago


Gurgaon, Haryana, India Stride Ventures Full time

Job Summary:

We are seeking a seasoned Compliance Risk Manager to join our team at Stride Ventures. As a key member of our organization, you will be responsible for providing regulatory compliance policy advice and guidance to our Funds and Markets team.

Main Responsibilities:

  • Provide regulatory compliance policy advice and guidance to the Funds and Markets team
  • Management on issues related to global regulatory compliance, marketing and selling investment products and offerings
  • Identify and prioritize regulatory and compliance risks associated with Investment products and conduct periodic compliance risk assessments
  • Lead the development of Anti-Money Laundering (AML) and Know Your Customer (KYC) processes to prevent financial crime and ensure due diligence during deal-making
  • Ensure regular training for employees on compliance-related topics, particularly AML/KYC, insider trading, and regulatory reporting
  • Collaborate to identify, assess, and mitigate compliance-related risks
  • Implement internal controls and procedures to prevent fraud, data breaches, and legal violations
  • Manage global reporting requirements, including submissions to SEBI, RBI, the Financial Conduct Authority (FCA), and other local regulators
  • Lead interactions with regulatory authorities, preparing the company for audits, inspections, and reviews
  • Develop, implement, and maintain compliance policies and procedures
  • Review and update compliance manuals Conduct regular compliance audits and risk assessments to identify potential issues
  • Prepare compliance reports for senior management and regulatory bodies
  • Develop and deliver training programs for staff on compliance-related topics
  • Foster a culture of compliance and ethical behavior within the organization
  • Investigate compliance breaches or violations and recommend corrective actions
  • Liaise with internal and external auditors as needed
  • Address compliance inquiries from regulators, clients, and stakeholders
  • Ensure that client-facing documentation meets compliance Professional Qualification - Company Secretary (CS)
  • Minimum of 8 years of experience in compliance or regulatory affairs, only in Alternative Investment Funds
  • Strong understanding of relevant laws and regulations affecting Alternative Investment Funds
  • Excellent analytical skills and attention to detail
  • Strong communication skills, both written and verbal
  • Ability to work independently and as part of a team

What We Offer:

  • Estimated salary: $120,000 - $150,000 per annum, depending on experience
  • A dynamic and challenging work environment
  • Opportunities for professional growth and development
  • A comprehensive benefits package, including medical, dental, and vision insurance, retirement savings plan, and paid time off


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