Compliance Risk Manager

1 week ago

Gurgaon, Haryana, India Stashfin Full time

**Job Description:**

We are seeking an experienced Compliance Risk Manager to join our team at StashFin. This role will be responsible for ensuring the company's compliance with RBI and SEBI regulations, as well as maintaining a robust compliance framework.

**Responsibilities:**

  • Stay updated with RBI / SEBI regulations, circulars, guidelines, and notifications relevant to the NBFC sector.
  • Develop and maintain a robust compliance framework aligned with RBI directives, ensuring regulatory adherence, SEBI directives including LODR requirements.
  • Monitor changes in RBI / SEBI regulations and update compliance policies and procedures accordingly.
  • Oversee issuance of securities (shares/debentures) and ensure compliance with Companies Act, RBI, and FEMA.
  • Provide support to the Back-Office Treasury Team for issuance of Commercial Papers / Non-Convertible Debentures and ensure SEBI and RBI compliance.

**Statutory Compliance and Reporting:

Maintain and update statutory books, including registers of members, directors, and secretaries.

Prepare and file necessary e-forms/returns with MCA/ROC and other statutory/regulatory authorities.

Review of Secretarial Compliance

Coordinate with external parties such as advisers, consultants, lawyers, and auditors, providing necessary documents and information.

**Additional Responsibilities:**

  • Provide support to other teams on transactions or regular basis.
  • Ensure timely issuance of notifications related to Board/Committee members/management.
  • Handle annual filings with MCA/ROC, RBI, and other authorities.
  • Provide timely updates to Management / Board on new regulations and its impact on the Company.

**Requirements:**

  • Thorough understanding of RBI / SEBI regulations, guidelines, and directives applicable to NBFCs.
  • Strong analytical skills, attention to detail, and ability to interpret complex regulatory requirements.
  • Excellent communication and interpersonal skills, with the ability to interact effectively with regulators, senior management, and other stakeholders.

**Salary:** ₹25 lakhs - ₹35 lakhs per annum.

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