Regulatory Compliance Specialist

1 day ago

Alleppey, Kerala, India beBeeCompliance Full time ₹ 24,00,000 - ₹ 26,10,000
Regulatory Operations Expert

About the Role:

We are seeking a highly skilled Regulatory Operations Expert to join our team. This is a critical position that requires strong analytical and problem-solving skills, as well as excellent communication and interpersonal skills.

Key Responsibilities:

  1. Conduct comprehensive product audits and compliance checks to ensure adherence to regulatory standards.
  2. Monitor and implement daily regulatory compliance requirements.
  3. Develop and maintain robust internal control frameworks for banking products.
  4. Implement and track regulatory circulars, with a specific focus on KYC-related guidelines.
  5. Prepare and submit regulatory reports as per jurisdictional guidelines
  6. Review, validate, and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness
  7. Conduct periodic reviews to ensure customer onboarding and lifecycle management processes align with regulatory standards.
  8. Collaborate with internal teams including Finance, Risk, and Compliance to gather data and ensure accuracy in reports
  9. Maintain strong documentation and audit trails for all submissions
  10. Support in data submissions to compliance, internal audit teams, and regulators.
  11. Leverage data analytics for insights, ensuring proficiency in data extraction, manipulation, and reporting
  12. Assist in the implementation of new regulatory reporting requirements and upgrades to reporting systems

Requirements:

  • Graduate/Post-Graduate degree
  • Strong understanding of banking product lifecycles and customer onboarding processes.
  • Deep knowledge of KYC regulations and related circulars.
  • Excellent analytical, problem-solving, and communication skills.

Preferred Qualifications:

  • Relevant industry experience
  • Proficiency in MS Office and SQL

Benefits:

This role offers a competitive salary and benefits package, as well as opportunities for professional growth and development.

Other Information:

This is a challenging and rewarding role that requires a high level of skill and expertise. We are looking for a motivated and dedicated individual who is passionate about regulatory operations and compliance.

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