Regulatory Compliance Specialist

1 day ago


Vadodara, Gujarat, India beBeeCompliance Full time ₹ 90,00,000 - ₹ 1,20,00,000

Job Summary

This role is responsible for ensuring adherence to regulatory requirements, maintaining a thorough understanding of financial markets and instruments, and fostering effective communication with various stakeholders.

Required Skills and Qualifications

  • Understanding of Peak margin, Quarterly settlement, MTF, CUSPA process to address queries/alerts from the Exchange.
  • Ability to handle audits mandated by NSE and BSE.
  • Capacity to implement the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and ensure timely follow-up with respective stakeholders.
  • Proficiency in preparing and disseminating Compliance calendars to relevant stakeholders.
  • Experience in handling on-site and off-site inspections of SEBI/stock exchanges.
  • Familiarity with new product launches and assistance in building new products and processes.
  • Ability to maintain monthly governance dashboards and discuss them with management.
  • Skill in liaisoning with the Exchange and internal teams.

Benefits

This position offers opportunities for professional growth and development, collaboration with experienced professionals, and a dynamic work environment.

Others

A strong candidate will possess excellent analytical and problem-solving skills, attention to detail, and the ability to work effectively in a team-oriented setting.



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