
Regulatory Compliance Specialist
1 day ago
Job Summary
This role is responsible for ensuring adherence to regulatory requirements, maintaining a thorough understanding of financial markets and instruments, and fostering effective communication with various stakeholders.
Required Skills and Qualifications
- Understanding of Peak margin, Quarterly settlement, MTF, CUSPA process to address queries/alerts from the Exchange.
- Ability to handle audits mandated by NSE and BSE.
- Capacity to implement the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and ensure timely follow-up with respective stakeholders.
- Proficiency in preparing and disseminating Compliance calendars to relevant stakeholders.
- Experience in handling on-site and off-site inspections of SEBI/stock exchanges.
- Familiarity with new product launches and assistance in building new products and processes.
- Ability to maintain monthly governance dashboards and discuss them with management.
- Skill in liaisoning with the Exchange and internal teams.
Benefits
This position offers opportunities for professional growth and development, collaboration with experienced professionals, and a dynamic work environment.
Others
A strong candidate will possess excellent analytical and problem-solving skills, attention to detail, and the ability to work effectively in a team-oriented setting.
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