A Leader in Regulatory Compliance

1 day ago


Vadodara, Gujarat, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 15,00,000
Job Title: Compliance Executive

We are seeking a diligent and detail-oriented Compliance Executive to join our team.

  • Responsibilities:
  1. Disseminate relevant regulatory circulars and notifications to respective departments, tracking actionable items and maintaining MIS records.
  2. Settle client balances and maintain knowledge of related procedures.
  3. Prepare documentation for AP registration and cancellation, as well as compliance-related documents.
  4. Provide NEAT/CTCL terminal support and maintain associated MIS records.
  5. Submit regulatory returns to exchanges and handle day-to-day compliance tasks.
  6. Collaborate with exchanges, clients, and departments on compliance matters.
  7. Maintain accurate transaction data records.
  8. Prepare and maintain various applications and documentation in accordance with exchange rules and regulations.
Requirements:
  • Minimum 1.5 years of experience in broking or a related field.
  • Excellent communication and organizational skills.
  • Able to work accurately and efficiently in a fast-paced environment.
What We Offer:
  • A competitive salary and benefits package.
  • The opportunity to work with a dynamic team and contribute to the growth of our organization.


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