Regulatory Compliance Professional

1 day ago


Varanasi, Uttar Pradesh, India beBeeCompliance Full time ₹ 45,00,000 - ₹ 60,00,000

Job Overview

  • A seasoned Compliance Manager is sought to oversee all aspects of compliance, ensuring seamless operations and minimizing risks.

This role involves expertise in Compliance Management for Alternative Investment Funds (AIFs), Portfolio Management Services (PMS), and Fixed Income.

Key Responsibilities:

  • Ensure adherence to IFSCA, SEBI AIF, SEZ, FEMA, Anti-Money Laundering laws, and other relevant regulations.
  • Develop and implement robust compliance policies and procedures, fostering a culture of regulatory excellence.
  • Maintain accurate records, statutory books, and registers, facilitating efficient audits and inspections.
  • Collaborate with internal stakeholders to draft, review, and negotiate contracts, non-disclosure agreements, and other critical documents.
  • Conduct comprehensive compliance training programs for employees, promoting a deep understanding of regulatory requirements.
  • Liaise with regulatory bodies, including SEZ authorities and RBI, as needed, ensuring proactive engagement and resolution of queries.


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