Regulatory Oversight Career

Compliance Specialist RoleJob Summary:The Compliance Specialist is responsible for ensuring timely submission of returns to regulatory bodies, conducting AML transaction monitoring and reviewing risk categorization of customers. The role also involves assisting in compliance review and monitoring across departments, handling communications with regulatory...

Global Regulatory Affairs StrategistKey Responsibilities:Develop and direct global regulatory strategies covering clinical, non-clinical, and CMC aspects.Lead the preparation, review, and approval of submission dossiers for regulatory authorities including US FDA, EMA, Health Canada, Australia's TGA, and ANVISA (Brazil).Provide strategic guidance on...

Job OverviewWe are seeking a seasoned Compliance Manager to oversee our organization's regulatory compliance. The ideal candidate will have experience in managing compliance functions in allied industries and a strong understanding of SEBI AIF & PMS Regulations.The successful applicant will be responsible for monitoring ongoing compliance, preparing and...

Job OverviewThis entry-level position is designed for fresh graduates who want to kickstart their career in compliance coordination and stakeholder communication. You will gain hands-on exposure to U.S. licensing processes, documentation, and collaboration tools.Key ResponsibilitiesGather and review regulatory informationCoordinate with stakeholders to...

Job Title:Artificial Intelligence Automation SpecialistJob Description:As an Artificial Intelligence Automation Specialist, you will lead the development and implementation of AI-powered workflows for regulatory compliance. You will work closely with domain experts to design and deploy automated processes that meet business needs.Key Responsibilities:Design...

Job OverviewThe role of the Senior Manager – Governance, Risk and Compliance is to facilitate the implementation of the Governance, Risk, and Compliance program within an organization.Lead risk assessments and profiling for business units and operational activities.Stay updated on regulatory changes and adapt risk management practices accordingly.Ensure...

Job Title: Chief Financial StrategistWe are seeking a seasoned Chief Financial Strategist to lead our financial strategy, ensuring robust financial operations, regulatory compliance, and smooth audit processes.About the Role:This is an exceptional opportunity for a skilled finance professional to make a meaningful impact on our organization's financial...

Compliance ExpertiseWe are seeking a detail-oriented and proactive Senior Compliance Analyst to assume a leadership role within our organization.The successful candidate will play a critical role in ensuring that our trading activities and internal practices adhere to regulatory standards and internal policies.Employee Trading Oversight: Conduct thorough...

At the forefront of the mobility revolution, we are seeking an accomplished Associate Director to spearhead our legal efforts.This key role will focus on critical areas:Regulatory oversightConsumer protection initiativesDispute resolution strategiesCommercial contract managementOur ideal candidate will drive strategic partnerships with business, operations,...

Job OverviewWe are seeking an experienced Compliance Professional to lead our compliance initiatives and ensure adherence to regulatory requirements.The ideal candidate will have a strong background in finance and regulation, with experience working in the mutual fund industry.Key ResponsibilitiesCompliance Reporting & Disclosures: Prepare and review...