Chief Regulatory Officer

2 weeks ago


Kollam, Kerala, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,30,000
Job Title: Senior Compliance Manager

About Us:

We manage mutual funds, seeded with capital from our sponsor. Our company has launched schemes for retail investors and corporates.

Key Responsibilities:

  • Ensure compliance functions operate smoothly
  • Monitor regulatory adherence and implement policies
  • Guarantee accuracy and timeliness of submissions and disclosures

As a Senior Compliance Manager, you will oversee our compliance functions to ensure regulatory adherence.

Required Qualifications and Skills:

  • 7+ years of experience in compliance, including exposure to mutual funds/AIFs
  • Graduation in Finance, Law, or related field; Company Secretary qualification preferred
  • Practical knowledge of SEBI, FEMA, and RBI regulations
  • Excellent communication and teamwork abilities
  • Strong analytical skills and attention to detail
  • Tech-savvy and adaptable to new compliance tools and systems

Key Roles Include:

  • Compliance Reporting & Disclosures
  • Investment Limits Monitoring
  • Policies, Procedures & SOPs
  • Governance & Documentation
  • Compliance Oversight
  • Regulatory & Audit Interface
  • Specialized Monitoring
  • Regulatory Updates
  • Scheme Documentation
  • Cross-Team Coordination
  • Board & Trustee Support


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