Compliance Director for Asset Reconstruction

5 days ago


Mumbai, Maharashtra, India See & Recruit Full time

**Chief Compliance Officer Job Description**

We are seeking a seasoned professional to lead our compliance function at See & Recruit. As Compliance Director for Asset Reconstruction, you will play a critical role in ensuring that our business activities align with regulatory guidelines and standards.

The ideal candidate will have a deep understanding of the financial sector, particularly asset reconstruction companies and banks/NBFCs. They should be conversant with Master Circulars, Banking Regulation Acts, SAR FAESI Act, Insolvency and Bankruptcy Code, PMLA, FEMA, and FIMMDA regulations.

Responsibilities:

  • Head the Compliance Department and effectively manage the compliance function, ensuring policies and standard operating procedures (SOPs) are in place for all business activities.
  • Identify, document, and assess compliance risks associated with business activities.
  • Develop a risk-oriented compliance audit plan for monitoring and testing, submitting findings to the Board/Board Sub-Committee for approval/information.
  • Be a reference point for the Board/internal departments on compliance issues and ensure timely filing of compliance-related returns with regulators.

**Key Skills and Qualifications:**

  • Hands-on knowledge of relevant Master Circulars and regulatory frameworks.
  • Strong analytical and problem-solving skills, with the ability to identify and mitigate compliance risks.
  • Effective communication and interpersonal skills, with experience in leading cross-functional teams.

**Salary Range:** ₹20,00,000 - ₹30,00,000 per annum, depending on qualifications and experience.


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