Surveillance Operations Manager

4 days ago


Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 90,00,000 - ₹ 1,62,00,000

This job posting is for a Surveillance Manager role in the EMEA region.

Job Description:

The ideal candidate will be responsible for reviewing and closing electronic and audio communication alerts. This includes analyzing alerts generated from automated surveillance systems, escalating as necessary, and performing audio surveillance to detect potential policy violations.

Main Responsibilities:
  • Analyze and review alerts to identify potential policy violations
  • Perform audio surveillance to detect potential policy violations
  • Closing alerts with accurate, complete, and organized written commentary
  • Modify procedures and submit them for approval when needed
  • Enhance and improve the communication surveillance program from an effectiveness and efficiency perspective
  • Support compliance investigations by gathering and analyzing data
  • Prepare metrics to report surveillance results to Senior Management
  • Stay up-to-date with regulatory changes and internal policy updates
Requirements:
  • Bachelor's degree with 8-10 years' experience in Financial Services or Banking Compliance
  • Good understanding of market abuse/conduct/compliance topics
  • Expertise in Microsoft Office Suite
  • Excellent written and verbal communication skills
  • Attention to detail and excellent organizational skills
  • Strong analytical and problem-solving skills
  • Ability to exercise sound judgment and escalate issues appropriately
  • Team player with ability to work collaboratively


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