Regulatory Compliance Expert

4 hours ago


Delhi, Delhi, India See & Recruit Full time

See & Recruit is seeking a highly skilled Regulatory Compliance Expert to join our team.

About the Role

We are looking for a seasoned professional with extensive experience in NBFC Compliance to take on this challenging role. As a key member of our team, you will be responsible for ensuring compliance with regulations issued by RBI for non-banking financial companies.

Responsibilities
  • Draft and review all policies and agreements as per applicable compliance framework.
  • Conduct internal compliance review and monitoring activities, including periodic review of the Department.
  • Play a key role in ensuring compliance under regulations issued by RBI for non-banking financial companies.
  • Identify compliances applicable to the Company, identify implications and implement compliance requirements.
  • Keep abreast of amendments in laws, regulations, directions, and guidelines applicable to the Company and ensure steps are taken as and when any new implications arise.
  • Sensitize all departments for compliances to be ensured in their respective areas.
  • Assist in creating organization-wide policies and create compliance framework for the Company.
  • Ensure implementation of internal policies and procedures and creating awareness of the same.
  • Drive the compliance monitoring program for the group.
  • Ensuring periodic and even based filings with RBI.
  • Collaborate with other functions/departments to ensure timely and accurate submission of returns and information to regulators.
  • Assist in automating reporting and controls.
  • Assist in dealing with queries raised by RBI, SEBI, or any other statutory bodies.
  • Maintaining and updating compliance-related MISs.
  • Assist all departments in preparing and providing Compliance reports on a regular basis.
  • Obtaining data from various departments, review of the same before submission to RBI during inspection.
About You

To succeed in this role, you will need:

  • A minimum of 5-7 years of experience in NBFC Compliance.
  • Strong knowledge of RBI regulations and guidelines for non-banking financial companies.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and collaboratively as part of a team.
What We Offer

In return for your expertise and dedication, we offer:

  • A competitive salary of ₹10,00,000 - ₹15,00,000 per annum.
  • A comprehensive benefits package, including medical insurance and retirement plan.
  • Ongoing training and development opportunities to enhance your skills and knowledge.
  • A dynamic and supportive work environment that encourages innovation and growth.

We are an equal opportunities employer and welcome applications from diverse candidates. If you are passionate about regulatory compliance and want to make a meaningful contribution to our organization, please apply now


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