Regulatory Compliance Specialist

4 hours ago


Delhi, Delhi, India Fullon Finance Full time

About Fullon Finance Private Limited

We are a leading player in the finance industry, with a strong focus on regulatory compliance and risk management.

Job Description:

We are seeking an experienced Regulatory Compliance Specialist to join our team in Mumbai.

The successful candidate will have a minimum of 2 years of experience in a Merchant Banking Category I firm or public listed company, with a strong background in compliance and corporate governance.

Key Responsibilities:

  • Ensure compliance with SEBI regulations, capital markets, and corporate finance standards.
  • Develop, implement, and monitor internal compliance policies and procedures.
  • Review and update internal compliance manuals and processes based on regulatory changes.
  • Act as a liaison with SEBI, stock exchanges, and other regulatory bodies.
  • Monitor and ensure timely filing of returns, disclosures, and submissions to SEBI and other regulators.

Qualifications:

  • Company Secretary (CS) qualification is mandatory.
  • LLB is an added advantage.
  • Minimum 2 years of relevant experience in a Merchant Banking Category I firm or public listed company.

Salary: ₹60,00,000 - ₹80,00,000 per annum



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