Regulatory Compliance Specialist
4 hours ago
About Fullon Finance Private Limited
We are a leading player in the finance industry, with a strong focus on regulatory compliance and risk management.
Job Description:
We are seeking an experienced Regulatory Compliance Specialist to join our team in Mumbai.
The successful candidate will have a minimum of 2 years of experience in a Merchant Banking Category I firm or public listed company, with a strong background in compliance and corporate governance.
Key Responsibilities:
- Ensure compliance with SEBI regulations, capital markets, and corporate finance standards.
- Develop, implement, and monitor internal compliance policies and procedures.
- Review and update internal compliance manuals and processes based on regulatory changes.
- Act as a liaison with SEBI, stock exchanges, and other regulatory bodies.
- Monitor and ensure timely filing of returns, disclosures, and submissions to SEBI and other regulators.
Qualifications:
- Company Secretary (CS) qualification is mandatory.
- LLB is an added advantage.
- Minimum 2 years of relevant experience in a Merchant Banking Category I firm or public listed company.
Salary: ₹60,00,000 - ₹80,00,000 per annum
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