Compliance Expert

2 weeks ago


Delhi, Delhi, India Zuari Management Services Limited Full time

About Zuari Management Services Limited: As a wholly owned subsidiary of a leading organization, we offer a wide range of products and services to meet our customers' financial requirements, establishing a strong presence in the financial services sector.

Estimated Salary: ₹30-40 lakhs per annum

Job Summary: The Compliance Officer will oversee and manage all Compliance and Regulatory matters related to RTA & broking activities. This role is critical in ensuring that the organization operates in full compliance with applicable laws and regulations.

Key Responsibilities:

  • Regulatory Compliance: Monitoring and ensuring compliance of circulars issued by various regulators like SEBI, RBI and stock exchanges like NSE, BSE, MCX; and regulations issued by NSDL/CDSL related to RTA & broking operations.
  • Standard Operating Procedures (SOP): Developing and ensuring strict adherence to SOPs.
  • Timely Compliance: Ensuring timeliness as per compliance calendar and adhered to various deadlines by regulators, Stock Exchanges, and Depository for filling of all returns, disclosures declarations form etc.
  • Regulatory Inspections and Audits: Coordinating and managing all regulatory inspections and audits both internal, external and of all exchanges on regular/periodic basis.
  • Communication: Sending new circulars issued by SEBI / Exchanges, information and important communication to all internal and external stakeholders.

Requirements:

  • Experience: Minimum 15 years of experience in a Compliance role within the Financial Services industry with a focus on SEBI registered financial services institution.
  • Knowledge: Deep knowledge of SEBI regulations and guidelines pertaining to RTA and Stock broking.
  • Networking: Experience in managing SEBI, Statutory/Compliance Authorities, Stock exchanges, Depositories, SEBI, Auditors, Consultants and Experts.
  • Qualifications: Full-Time Bachelor's degree is a must & MBA degree is preferred.


  • Delhi, Delhi, India Panacea Biotec Full time

    Company OverviewAt Panacea Biotec, we are seeking a highly skilled Senior Taxation and Compliance Expert to join our team. As a leading healthcare company, we prioritize excellence in all aspects of our business, including tax compliance and strategy.SalaryThe salary for this role is approximately ₹25 lakhs per annum, depending on experience and...

  • AVP Compliance Expert

    24 hours ago


    Delhi, Delhi, India Rang De Full time

    Rang De is a fintech startup revolutionizing credit access for underserved communities. We connect individual lenders and borrowers, cutting out intermediaries, and offering customized and affordable loans than traditional lenders.We pioneered the model in India in 2008, and our technology platform has been game changing for providing timely access to credit...

  • Compliance Officer

    2 days ago


    Delhi, Delhi, India KuCoin Exchange Full time

    Job DescriptionWe are seeking a seasoned Compliance Officer - Regulatory Expert to join our team at KuCoin Exchange. This is a critical role that requires expertise in regulatory compliance and risk management.Key Responsibilities:Maintain registration and license with relevant Indian authorities.Provide comprehensive compliance support to all business units...


  • Delhi, Delhi, India Lifelancer Full time

    Unlock a new career path as a Clinical Safety and Compliance Expert with Lifelancer.About the RoleWe are seeking a highly skilled Pharmacovigilance Manager to join our team. As a key member of our organization, you will play a critical role in ensuring patient safety and compliance with global regulations.Job Type: Full-timeLocation: Remote - New Delhi,...

  • Compliance Expert

    4 weeks ago


    Delhi, Delhi, India Genpact Full time

    Compliance Specialist Job SummaryWe are seeking a highly skilled Compliance Specialist to join our team in Bangalore, Pune, and Chennai. The successful candidate will work in a dynamic environment, providing high-quality compliance services to our clients.Key Responsibilities:Perform complex compliance testing and research on retirement plans.Prepare and...


  • Delhi, Delhi, India Rang De Full time

    About Rang DeRang De is a fintech startup dedicated to revolutionizing credit access for underserved communities by connecting individual lenders and borrowers directly, thus eliminating the need for intermediaries. Our technology platform has been instrumental in providing timely access to credit for thousands of farmers and entrepreneurs.We have recently...


  • Delhi, Delhi, India ELT Corporate Private Limited Full time

    Job OverviewWe are seeking a highly skilled Regulatory Compliance Executive to join our team at ELT Corporate Private Limited. As a key member of our regulatory consultancy, you will be responsible for providing expert guidance on BIS (Bureau of Indian Standards) certifications and compliance.


  • Delhi, Delhi, India Genpact Full time

    Role OverviewGenpact is seeking an experienced Financial Crime Compliance Expert to join their team. As a key member, you will be responsible for ensuring the effective implementation of anti-money laundering (AML) and know-your-customer (KYC) policies across various domains.Job DescriptionThe ideal candidate will possess a strong background in...


  • Delhi, Delhi, India Cyient DLM Full time

    About the RoleWe are seeking a highly skilled Chief Legal Expert to join our team at Cyient DLM Limited in Delhi, India. This is a full-time hybrid role with flexibility to work from home periodically.Key ResponsibilitiesProvide expert legal advice on various matters including contract review and negotiation, compliance, employment law, and corporate...


  • Delhi, Delhi, India Central Business Solutions Inc. Full time

    We are seeking a skilled Cybersecurity Maturity Model Certification (CMMC) compliance expert to support the implementation and management of our company's cybersecurity program.As a subject matter expert, you will ensure compliance with CMMC requirements, map NIST controls, conduct gap analyses, and collaborate with external auditors to achieve and maintain...


  • Delhi, Delhi, India ZL SOFTWARE SYSTEMS PRIVATE LIMITED Full time

    **Job Title:** Technical Content Specialist - FedRAMP Compliance Expert**Job Overview:**We are seeking a skilled Technical Content Specialist to create and manage documentation for our FedRAMP Moderate certification. You will work closely with our technical and compliance teams to develop detailed documents, ensuring our software meets the required security...


  • Delhi, Delhi, India interface Full time

    Job DescriptionWe are seeking a skilled Cloud Security Expert to join our team at Interface.ai. As a key member of our Security & Compliance department, you will be responsible for ensuring the security and compliance of our cloud infrastructure on AWS.Responsibilities:Conduct periodic vulnerability scanning and risk assessment in AWS cloud...


  • Delhi, Delhi, India Castellan Real Estate Partners Full time

    Job SummaryThe Remote Compliance Support Specialist is a critical role that ensures compliance with local regulations in the construction industry. This position involves tracking permits, labor compliance, and insurance documentation for projects managed by a California-based general contractor.Key ResponsibilitiesMonitor permit status and ensure timely...


  • Delhi, Delhi, India Schneider Electric Full time

    Schneider Electric, a leader in energy management and automation, is seeking an experienced Compliance Expert to join our team in Bangalore, India.Job SummaryWe are looking for a highly skilled professional with expertise in compliance requirements for international markets. The ideal candidate will have experience working with regulations and product safety...


  • Delhi, Delhi, India Morae Full time

    Morae Global is a dynamic, high-growth organization providing an integrated suite of solutions to corporate law departments and law firms. We partner with leading software and services providers within and outside the legal industry.About the RoleWe seek an Associate Manager – Compliance Support (Private Equity) to join our team. As a key member, you will...


  • Delhi, Delhi, India Cigres Technologies Private Limited Full time

    We are seeking an experienced SAP Security Consultant to join our team at Cigres Technologies Private Limited, a technology consulting and services company. The successful candidate will have a minimum of 5 years of experience in SAP Authorizations and Security, with proficiency in SAP role & User management.About the RoleThe ideal candidate will be...


  • Delhi, Delhi, India Zuari Management Services Limited Full time

    About Zuari Management Services Limited: We are a wholly owned subsidiary of a listed organization offering a wide range of products and services to meet our customer's financial requirements and establishing a strong presence in the financial services sector.Job Summary: The Compliance Officer will be responsible for overseeing and managing all Compliance...


  • Delhi, Delhi, India Karma Management Global Consulting Solutions Private Limited Full time

    Job OverviewKarma Management Global Consulting Solutions Private Limited is a leading management consulting firm that provides expert advice and support to its clients. We are seeking a highly skilled Senior Compliance Officer to join our team in Delhi.

  • Corporate Secretary

    6 days ago


    Delhi, Delhi, India AKM Global Full time

    We are seeking a highly experienced Corporate Secretary with an ICSI certification to join our dynamic team at AKM Global. This role requires strong written and oral communication skills, as well as a proven track record in corporate secretarial, compliance, and administration.Key ResponsibilitiesPrepare and maintain corporate records, minutes of meetings,...


  • Delhi, Delhi, India Blute Technologies Private Limited Full time

    Blute Technologies Private Limited is seeking a highly skilled ServiceNow Governance Risk and Compliance Architect to join our team. The ideal candidate will have 8+ years of experience in the Enterprise Risk and compliance domain, with a strong focus on ServiceNow solutions.Estimated Salary: ₹15,00,000 - ₹25,00,000 per annumAbout the RoleWe are looking...