Senior Compliance Officer

Job Title: Compliance OfficerWe are seeking a seasoned compliance professional to join our team as a Compliance Officer.Key Responsibilities:Apply rigorous audit principles and procedures to regular audits of members and internal departments.Conduct onsite inspections of members and joint inspections with regulatory bodies, completing them timely as per set...

Lead Regulatory AdvisorThe ideal candidate will play a senior role within our Financial Regulatory Practice, leading complex client engagements across regulatory supervision, policy formulation, risk management, regulatory governance, and compliance transformation for both SEBI- and RBI-regulated entities.Key Responsibilities:Regulatory Interpretation &...

Membership Compliance SpecialistThe Membership Compliance Specialist plays a vital role in ensuring the Exchange operates in a no-error work environment.This position is responsible for scrutinizing and processing applications for change in director as per Exchange/SEBI norms, screening all applications related to change in director details, shareholding...

Compliance Officer Job DescriptionThe Compliance Officer will be responsible for ensuring adherence to RBI and SEBI regulations, supporting governance processes, managing audits and inspections, and providing compliance guidance to senior leadership and board-level committees.This role requires strong expertise in regulatory compliance, risk management, and...

Senior Legal Manager PositionWe seek a highly skilled professional to fill the role of Senior Legal Manager. The ideal candidate will be responsible for drafting legal documents, maintaining accurate and up-to-date records, and ensuring compliance with relevant laws.Responsibilities:Drafting and Response: Prepare timely and effective responses, including...

AML/KYC Expert Job SummaryWe are seeking a seasoned AML/KYC expert to manage complex processes and uphold compliance standards for our global financial client.The ideal candidate will have 3+ years of experience in AML/KYC, with strong knowledge of CDD, EDD, onboarding, and reviews. They must also possess an analytical mindset to handle complex client...

Compliance ExpertJob Title: Compliance ExpertResillion seeks a seasoned Compliance Manager to oversee global compliance initiatives and ensure quality, information security, and environmental compliance across all locations.Key Responsibilities:Develop effective compliance strategies and processes to maintain certifications and accreditations.Maintain ISO...

Job Title: Compliance OfficerThe role of the Compliance Officer is pivotal in ensuring effective compliance monitoring across residential child care settings.This involves conducting daily and weekly audits relating to child locations, staff records, and operational compliance.Conduct daily child location audits to ensure accurate records and safeguarding...

Senior Financial Services AuditorKey Responsibilities:Conduct thorough audits of financial statements, operational processes, and compliance programs to ensure accuracy, integrity, and adherence to applicable standardsReview and audit the financial statements of UK-based enterprises to guarantee compliance with legal accounting requirements (UK GAAP or...

Compliance Officer Job DescriptionThis role involves ensuring compliance with relevant regulations and guidelines, utilizing strong analytical skills and attention to detail.Key Responsibilities:Ensure adherence to SEBI AIF, PMS Guidelines and Regulations, FEMA, Anti Money Laundering laws, and assist on KYC requirements.Develop good corporate governance...