Compliance Professional

1 day ago

Vijayawada, Andhra Pradesh, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,50,00,000
Compliance Officer Job Description

The Compliance Officer will be responsible for ensuring adherence to RBI and SEBI regulations, supporting governance processes, managing audits and inspections, and providing compliance guidance to senior leadership and board-level committees.

This role requires strong expertise in regulatory compliance, risk management, and legal matters. The ideal candidate will have a deep understanding of RBI and SEBI guidelines and financial compliance frameworks.

Key Responsibilities:

  • Continuously track and evaluate regulatory updates relevant to the organization.
  • Assess the impact of regulatory changes on policies and business processes.
  • Disseminate updates to senior management and ensure timely implementation.

Compliance Advisory & Governance

  • Ensure strict adherence to RBI and SEBI guidelines.
  • Provide compliance advisory to business teams on loan proposals and related matters.
  • Present compliance updates and key issues to the Board and board committees.

Reporting & Communication

  • Prepare and submit periodic returns to RBI and other regulators.
  • Act as the single point of contact for regulatory queries and clarifications.
  • Coordinate with group entities to share compliance updates and submit data.

Testing & Review

  • Develop and implement the annual compliance testing plan.
  • Report significant compliance lapses to the Audit Committee and senior leadership.
  • Conduct regular compliance reviews and test internal controls across departments.

Audit & Inspection Management

  • Lead annual RBI inspections, statutory and internal audits, and other regulatory reviews.
  • Ensure audit readiness, effective participation, and timely closure of audit findings.

Legal

  • Handle legal matters including contracts, compliance, litigation, and regulatory affairs.

Qualifications & Skills:

  • Bachelors or Master's degree in Law, Finance, or related field.
  • 7–13 years of experience in regulatory compliance, preferably in banking or NBFC sector.
  • Strong understanding of RBI and SEBI regulations and financial compliance frameworks.
  • Excellent communication, analytical, and stakeholder management skills.
  • Experience in handling audits, inspections, and board-level presentations.

Preferred Attributes:

  • Certification in Compliance, Risk Management, or related areas.
  • Experience in policy drafting and governance.
  • Familiarity with compliance systems and automation tools.

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