Senior Executive-Membership Professional

7 days ago

Mysore, Karnataka, India beBeeCompliance Full time ₹ 50,00,000 - ₹ 1,00,00,000
Membership Compliance Officer

We are seeking a skilled Membership Compliance Officer to join our team. This role is responsible for ensuring that all membership compliance activities are carried out efficiently and effectively.

Job Description
  • To perform activities related to membership compliance of the Exchange and support the team in achieving a no error work environment.
  • Perform all activities related to new membership application, on-going membership compliance and termination of membership
  • Scrutiny of membership documents (including legal documents like Agreements/Indemnities/Guarantees etc.) with regard to new membership applications, change in name of member entity, change in constitution of member entity, change in directorship, scrutiny of Annual Returns and half-yearly submission (including Audited Financial Statements) submitted by members etc.
  • Replying to various queries raised by members seeking clarifications on membership rules & regulations. Providing details/data to various other depts./senior management concerning membership matters.
Required Skills and Qualifications
  • Proactive and result-oriented
  • Analytical ability and an eye for detail
  • Good execution skills
  • Strong communications skills
  • To share learning and develop/communicate best practice across various groups
  • Satisfy company and national regulatory standards
Benefits
  • Fresher or 1 to 2 years work experience in securities/Capital market, financial services, mutual funds or insurance companies
  • CS/CA/MBA/CMA from a reputed Institute/University
  • Understanding of annual returns, balance sheet items, L.C. Gupta method of net worth computation can be added advantage
Others
  • MS Office (good excel skills to be preferred)
  • Self-motivated and able to work with large groups of persons working in and outside the organization
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