Asset & Wealth Management Operations - Investment Guidelines - Associate - Bengaluru
4 weeks ago
Asset Management Operations
We are seeking a highly skilled Investment Guidelines Associate to join our Asset & Wealth Management Operations team. As a key member of our team, you will be responsible for performing daily surveillance on business strategies to ensure compliance with client and regulatory guidelines.
Your Impact
You will work closely with our diversified Asset Management Portfolio Managers and global business counterparts to provide best-in-class client experience. Your role will involve performing daily portfolio and trading surveillance, working with traders, portfolio management teams, and compliance to resolve guideline breaches, and providing monthly, quarterly, and annual certifications of investment guidelines compliance to clients.
Key Responsibilities
- Perform daily portfolio and trading surveillance to ensure AWM meets strict regulatory and fiduciary responsibilities.
- Work with traders, portfolio management teams, and compliance to resolve guideline breaches.
- Provide monthly, quarterly, and annual certifications of investment guidelines compliance to clients.
- Partner with client implementation teams to qualify new business, implement account events, and ensure the adequacy of account surveillance.
- Proactively review indicators of operational issues and concerns to resolve them before client impact.
Requirements
- Bachelor's degree required.
- Associate level with around 4 years of professional experience in the financial services industry.
- Knowledge of operational aspects of trade management or guideline monitoring systems.
- Strong communication and interpersonal skills, both written and oral.
About Goldman Sachs
At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. We believe who you are makes you better at what you do, and we're committed to fostering and advancing diversity and inclusion in our own workplace and beyond.
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Bengaluru, Karnataka, India Goldman Sachs Full timeInvestment Guidelines Role OverviewWe are seeking a skilled Investment Guidelines Associate to join our Asset & Wealth Management team at Goldman Sachs. In this role, you will be responsible for performing daily surveillance on business strategies to ensure compliance with client and regulatory guidelines.Key ResponsibilitiesPerform daily portfolio and...
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Bengaluru, Karnataka, India Goldman Sachs Full timeInvestment Guidelines RoleAt Goldman Sachs, we are seeking a highly skilled Investment Guidelines Associate to join our Asset and Wealth Management Operations team. As an Investment Guidelines Associate, you will play a critical role in ensuring the firm's compliance with client and regulatory guidelines.Key ResponsibilitiesPerform daily portfolio and...
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Bengaluru, Karnataka, India Goldman Sachs Full timeJob DescriptionOverviewAt Goldman Sachs, we seek an Investment Guidelines Associate to join our Asset and Wealth Management Operations team. As a key member of this team, you will play a crucial role in ensuring the firm's investment guidelines are met, and regulatory requirements are fulfilled.ResponsibilitiesPerform daily portfolio and trading surveillance...
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