Asset & Wealth Management Operations - Investment Guidelines - Associate - Bengaluru

4 weeks ago


Bengaluru, Karnataka, India Goldman Sachs Full time

Asset Management Operations

We are seeking a highly skilled Investment Guidelines Associate to join our Asset & Wealth Management Operations team. As a key member of our team, you will be responsible for performing daily surveillance on business strategies to ensure compliance with client and regulatory guidelines.

Your Impact

You will work closely with our diversified Asset Management Portfolio Managers and global business counterparts to provide best-in-class client experience. Your role will involve performing daily portfolio and trading surveillance, working with traders, portfolio management teams, and compliance to resolve guideline breaches, and providing monthly, quarterly, and annual certifications of investment guidelines compliance to clients.

Key Responsibilities

  • Perform daily portfolio and trading surveillance to ensure AWM meets strict regulatory and fiduciary responsibilities.
  • Work with traders, portfolio management teams, and compliance to resolve guideline breaches.
  • Provide monthly, quarterly, and annual certifications of investment guidelines compliance to clients.
  • Partner with client implementation teams to qualify new business, implement account events, and ensure the adequacy of account surveillance.
  • Proactively review indicators of operational issues and concerns to resolve them before client impact.

Requirements

  • Bachelor's degree required.
  • Associate level with around 4 years of professional experience in the financial services industry.
  • Knowledge of operational aspects of trade management or guideline monitoring systems.
  • Strong communication and interpersonal skills, both written and oral.

About Goldman Sachs

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. We believe who you are makes you better at what you do, and we're committed to fostering and advancing diversity and inclusion in our own workplace and beyond.



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