
Operational Risk Control Professional
4 days ago
We are seeking an experienced Operational Risk Control Professional to join our team. As a key member of our organization, you will be responsible for embedding the regional best practice governance model in the location while ensuring local regulatory requirements/expectations are met.
- Coordinate and help in conducting the Location Operating Committee (LOC) for the India Branch
- Presenting a holistic, aggregated view of all aspects of controls over operational risk
- Identifying emerging control issues and driving remediation/change, where required
- Understanding business and process changes and ensuring execution in a timely manner in support of the location
- Ensuring operational risk control and regulatory matters are included in location governance, that issues are logged, remediated and closed in accordance with corporate guidance
- Partnering with the business and Functional Control Officers to ensure the local Controls agenda is clearly understood to facilitate its delivery
- Engaging with local Compliance to ensure local requirements and issues are fully understood and escalated within the local and regional governance agenda
- Measuring, monitoring and reporting on the effectiveness of the regional location programme via governance, the provision and analysis of consolidated location MIS and reports (including operational risk control reviews)
- Adherence to policy, best practices, and location landscape reporting and location health assessments
- 10+ years work experience in financial services
- A good understanding of Corporate Investment Banking products and markets
- Ability to engage with location Regulators and Auditors
- Highly motivated, energetic self-starter who takes ownership
- Good organizational skills - manages prioritizes multiple tasks across different time horizons within deadlines
- A good understanding of controls and how to apply them to different processes and businesses
- Strong analytical, problem solving process re-engineering skills
- Excellent Excel, Word, PowerPoint skills
- Excellent verbal and written communication skills
- Strong team player with excellent partnering and influencing skill
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