Risk Management and Compliance Specialist

2 days ago

Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

We are seeking a Risk Management and Compliance Specialist to strengthen our governance framework. This professional will assess risks, ensure adherence to regulatory requirements, and conduct thorough internal audits.

Key Responsibilities
  • Risk and Compliance Management:
  • Identify, assess, and monitor regulatory and operational risks across various business functions.
  • Ensure compliance with relevant industry regulations, internal policies, and compliance frameworks.
  • Develop and implement compliance programs and controls.
  • Track emerging regulatory changes and their potential impact on the organization.
  • Participate in risk assessments and provide recommendations for mitigation strategies.
  • Internal Auditing:
  • Conduct comprehensive internal audits to evaluate the effectiveness of governance, risk management, and control processes.
  • Develop audit plans, scope, and objectives based on identified risks and business priorities.
  • Perform detailed fieldwork, including reviewing documentation, conducting interviews, and analyzing data.
  • Identify control weaknesses, process inefficiencies, and non-compliance issues.
  • Prepare clear, concise, and well-supported audit reports outlining findings, recommendations, and action plans.
  • Data Analysis and Reporting:
  • Utilize analytical tools and techniques to identify trends, patterns, and anomalies in data related to risk, compliance, and audit findings.
  • Develop and present reports and dashboards on risk exposure, compliance status, and audit outcomes to management and stakeholders.
Qualifications
  • Bachelor's degree in Finance, Accounting, Business Administration, Information Systems, or a related field.
  • Proven experience (3+ years) in risk management, regulatory compliance, internal audit, or a similar assurance role.
  • Strong understanding of governance, risk, and compliance principles.
  • Familiarity with relevant regulatory frameworks and industry standards.
  • Excellent analytical, critical thinking, and problem-solving skills.
  • Proficiency in data analysis tools.
  • Exceptional written and verbal communication skills.
  • High level of integrity, objectivity, and professional skepticism.
Preferred Skills
  • Certifications such as CPA, CIA, CISA, CRISC, or CFE.
  • Experience with GRC software platforms.
  • Knowledge of specific industry regulations.
  • Familiarity with data analytics techniques for auditing.

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