Senior Compliance Specialist

7 days ago

Bengaluru, Karnataka, India beBeeCompliance Full time
Job Description

We are seeking a highly skilled Senior Compliance Specialist to join our team.

Key Responsibilities:
  • To manage the delivery of SOX engagements for multiple business processes, including scoping, test of design, test of effectiveness and reporting.
  • To provide guidance to auditors on conducting effective assessments to comply with Sarbanes-Oxley (SOX) compliance.
  • To assist in conducting SOX scoping, control rationalization and standardization for business processes.
  • To evaluate control gaps noted during design or operating effectiveness testing, partner with 2nd Line of defense, provide recommendations and track remediation.
  • To perform Design & Operating effectiveness testing & review for assigned Business Process Controls (Manual / ITDM / ITAC) while adhering to Internal Audit quality guardrails.
  • To identify & drive Automation opportunities in SOX controls testing.
  • To test & Review ITAC - configuration of standard SAP & Non SAP applications, reviewing variations, Interface Controls testing, building sample scenarios, source code reviews and key reports testing.
  • To develop a strong understanding over Targets business & control environment and ensure control objectives are met during the course of your testing.
  • To monitor project progress, manage multiple assignments and related project teams, if needed.
  • To meet quality guidelines within the established turnaround time (or allotted budget) for assigned requests.
  • To provide regular status update on projects and controls in hand.
  • To plan and execute operational audits in adherence to IA policies and procedures.
  • To manage relationships with key internal & external stakeholders and ensuring adherence to project timelines & deliverables.
  • To identify opportunities for use of Data Analytics & Automation to enhance Internal Audits ability to perform efficient testing/audit.
  • To demonstrate a high level of engagement at work by closely interacting with HQ Internal Audit Team, participating in Internal Audit trainings, team building & community relations activities.
  • To be independent, innovative & proactive in taking steps for your personal development by willingly taking on stretch assignments, cross-functional engagements & acquiring of new skills.
Requirements:
  • A 3 or 4 year college degree (IT, Accounting, Engineering or related field preferred).
  • 5 to 8 years of internal or external audit experience focused on SOX / IFC & Operational Audit.
  • Experience in SAP environment is preferred.
  • Knowledge of key IT regulations, standards and benchmarks used by the IT industry (e.g. COBIT, SSAE18/ISAE 3402 etc.).
  • Knowledge of security measures and auditing practices within various applications, operating systems, and databases.
  • Working Knowledge of auditing ITGC & ITAC.
  • Exposure to Risk Management and Governance Frameworks/ Systems & ERP systems.
  • Preferred Certifications CIA/CISA.
About You:

This role requires a highly motivated individual who can effectively communicate and collaborate with cross-functional teams.

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