Senior Compliance Specialist

3 days ago


Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 9,07,000 - ₹ 10,12,000
Senior Compliance Specialist

We are seeking a highly skilled and experienced professional to fill this senior compliance role. The ideal candidate will have at least 1 year of experience in compliance aspects and be proficient in reviewing and analyzing data.

Key Responsibilities:
  • Review the Engagement Acceptance and Continuance process followed by the engagement teams of the respective non-audit functions and identify issues/exceptions.
  • Issue reports on completion of quarterly testing and review final communications sent to engagement partners/managers.
  • Ascertain and follow up on action on the issues/exceptions, communicate the results, and issue quarterly communications based on testing completion.
  • Perform analysis to ascertain reasons/root cause analysis for presentation to leadership and incorporate findings in the Quality and Compliance Dashboard.
  • Provide inputs on firm-wide communications/trainings based on issues/exceptions noted for enhancement of engagement teams' knowledge.

The selected candidate will possess excellent verbal and written communication skills, accuracy, and the ability to quickly turn around matters. A strong background in compliance aspects is essential, with about 1 year of working experience or similar background.

Requirements:
  • At least 1 year of experience if Semi Qualified CS
  • Excellent verbal and written communication skills
  • Accuracy
  • Ability to quickly turn around matters
  • Internal personal skills


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