Chief Compliance Specialist

3 days ago

Thoothukudi, Tamil Nadu, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

Job Role:

Compliance Officer

This role involves overseeing the organization's compliance with relevant laws and regulations, ensuring that all activities are conducted in accordance with established policies and procedures.

Responsibilities include monitoring ongoing compliance, preparing and submitting regulatory filings, liasoning with regulators, and coordinating with internal departments. The Compliance Officer will also be responsible for reviewing and updating compliance-related documents, such as the Private Placement Memorandum and Trust Deed.

In addition, the Compliance Officer will be required to monitor changes in regulations, ensure the organization's practices and policies remain up-to-date and compliant, and collaborate with internal departments to provide guidance on compliance-related matters.

Required Skills:

  • Interpersonal and Communication Skills
  • Strong Client Relationship Skills
  • Result Orientation
  • Collaborative Approach

Functional Competencies:

  • Excellent communication skills in English (oral and written)
  • Excellent in MS Office (Word, PowerPoint & Excel)

Qualification:

  • Graduate/Post Graduate with Degree in Law is preferred
  • NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination will be an added advantage

Experience:

  • Min. 3 -5 years of experience handling the compliance, legal, functions in allied industries having a working knowledge of SEBI AIF & PMS Regulations in particular

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