Compliance Assessment Specialist

3 weeks ago


Gurgaon, Haryana, India HSBC Full time

HSBC is seeking a skilled Compliance Assessment Specialist to join our team in the role of Assessor – Calculation Compliance.

As a member of our team, you will be responsible for reviewing adherence of calculation logic with regulatory rules and HSBC Policy determinations.

Key responsibilities include:

  • Reviewing calculation logic and engaging with policy SMEs as required
  • Supporting Assistant Assessors in performing review of calculation logic and testing outcomes
  • Providing training to new hires as requested by Senior Assessor
  • Supporting Analysts in performing review of calculation documentation readiness for assessment
  • Defining test data scenarios and expected test results for Analysts to prepare detailed test scripts
  • Detailed review of test results to determine whether the NMC is compliant with regulatory rules and HSBC Policy determinations
  • Identifying findings where regulatory rules and HSBC Policy determinations are not being met
  • Documentation of formal Assessment Reports, highlighting key findings with ownership assigned for remediation

Requirements:

  • Demonstrable understanding of one or more regulatory rule areas and the application of those rules in NMCs
  • Working knowledge of HSBC businesses and products and the regulatory reporting environment
  • Strong verbal and written communication skills and the ability to convey subject matter expertise in a specific area to a wide audience
  • Team coaching skills to support timely delivery and escalation as appropriate
  • Ability to thrive in a dynamic, expanding team to deliver on concurrent deliverables and share knowledge
  • Experience in an Audit, Controls or Regulatory Reporting function within a large financial services organisation
  • Prior experience in providing direction and support to team members on reporting deliverables

HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories.


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