Compliance Specialist: Governance, Risk and Compliance

1 week ago


Gurgaon, Haryana, India Sun Life Full time

Job Summary

As a Compliance Specialist, you will play a key role in ensuring that our organization adheres to all relevant laws, regulations, and policies. This includes developing a strong understanding of business and system processes, monitoring internal control effectiveness, and performing regular compliance testing and assessments.

  • Develop a deep understanding of business and system processes
  • Monitor internal control effectiveness
  • Perform regular compliance testing and assessments, and provide recommendations to ensure adherence to our company's policy and regulations
  • Maintain accurate records for compliance testing, working papers, files, and self-assessment testing documents
  • Draft compliance reports and discuss them with stakeholders
  • Track open action items and validate them for closure
  • Manage Business Continuity Programs, including risk assessments, Business Impact Analysis (BIA), Alternate Site Recovery Plan, and BCP Testing
  • Assist in compliance reporting, memos, monthly updates, questionnaires, and concise statistical, analytical reports, and presentations to management

Qualifications

  • Chartered Accountant or MBA Graduate in Science/ B-Tech
  • Experience in Internal audits for 2-4 years preferred
  • Proficiency in Computer, Word, Excel, and Power Point Presentation
  • Additional Professional certifications in GRC domain preferred


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