Trade Compliance Specialist

3 days ago


Gurgaon Gurugram Chennai, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000

Job Summary:

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We are seeking an experienced professional to join our team in a Trade & Transaction Reporting Associate role. As a key member of our operations team, you will be responsible for supporting trade and transaction reporting, executing various processes, and ensuring compliance with regulatory obligations.

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About the Role:

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  • Main Responsibilities:
  • Deliver manual submissions of transactions under all applicable reporting jurisdictions through appropriate forums.

  • Take responsibility for exception management of trade and transaction submissions under all applicable reporting jurisdictions.

  • Raise and escalate any breaches in regulatory reporting in a timely manner.

  • Maintain documentation, including changes in regulations, new regulatory requirements, changes in internal processes, and requests to support the business.

Key Skills and Qualifications:

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We are looking for someone with an understanding of relevant asset classes, rates, credit, equity, FX, futures markets, and structured trading businesses. Ideally, you will have gained this from working in a middle office or operations environment. You should also have the ability to build and maintain good working relationships with stakeholders.

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Required Skills:

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  • Knowledge of front-to-back processes needed to maintain a stable and controlled trade environment.

  • Understanding of regulatory reporting requirements.

  • Awareness of risk and control frameworks, including process documentation, control documentation, and supervisory frameworks.

  • Ability to maintain a focus on control and attention to detail.

About Us:

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This is a great opportunity to work with a dynamic team and contribute to the success of our organization.

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How to Apply:

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Please submit your application by following these steps...



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