Compliance Officer

2 days ago


Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000
Compliance Specialist

This role requires a strong understanding of compliance regulations and procedures to ensure adherence to company policies and regulatory requirements.

Responsibilities:
  1. Review and Approve Employee Activity
  2. Monitor Employee Trades
  3. Liaise with Country Compliance Officers
  4. Develop and Review Procedures
  5. Prepare MI and Track KPIs
  6. Manage Analyst Team
Requirements:
  • Bachelor's or Master's in Commerce and Finance
  • Minimum 6-8 years' experience in Investment Banking Operations
  • Detail-oriented, strong communicator, and proficient in MS Excel and PowerPoint
  • Team player with great attitude and work ethic
  • Strong problem-solving skills

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