Compliance Officer

7 hours ago


Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 1,04,000 - ₹ 1,30,878

Job Overview:

  • We are seeking a seasoned Compliance Officer to join our team.

The successful candidate will be responsible for ensuring compliance with regulatory requirements, developing and implementing company policies, and designing control systems to mitigate legal risks.

Key Responsibilities:
  • Ensure adherence to RBI regulations applicable to NBFCs
  • Develop and implement company policies and procedures to ensure regulatory compliance
  • Design and monitor control systems to prevent violations of legal rules and internal policies
  • Conduct regular audits to assess the effectiveness of control systems and recommend improvements
  • Review and evaluate company procedures to identify potential risks and areas for improvement
  • Collaborate with department managers to review and update compliance policies
  • Perform periodic compliance audits on company processes and procedures
  • Implement procedures to ensure compliance with regulations and provide guidance to internal departments
  • Lead training sessions on regulatory and compliance matters
  • Support compliance efforts under Companies Act / SEBI & e-filing
  • Organize Board / Committee Meetings

Requirements:

  • Bachelor's degree in Law, Finance, or a related field
  • Minimum 3 years of experience in compliance roles
  • Strong understanding of RBI regulations and NBFC requirements
  • Excellent analytical and problem-solving skills
  • Effective communication and interpersonal skills

What We Offer:

  • A competitive salary package
  • Ongoing professional development opportunities
  • A dynamic and supportive work environment

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