Compliance Management Professional

Position Name - Compliance Manager - NBFCLocation - MumbaiExperience Range -12-15 years in the NBFC sectorMandatory Requirement:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC operations.Job Roles and Responsibilities:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC...

Compliance Officer Job SummaryThe successful candidate will be responsible for ensuring compliance with regulatory requirements.Key Responsibilities:Ensure compliance with SEBI regulations, LODR, and other statutory requirements.Manage corporate actions, regulatory filings, investor communications, and tax compliance.Job Requirements:14-15 years of...

The Compliance Officer plays a pivotal role in ensuring organizational compliance with regulatory requirements.Key ResponsibilitiesRegulatory Monitoring & Implementation:Continuously track and evaluate regulatory updates relevant to the organization, identifying areas of improvement and opportunities for growth.Assess the impact of regulatory changes on...

Job Opportunity: We are seeking an experienced Assistant to oversee compliance matters.We are looking for a professional with strong knowledge of laws and regulations related to the food industry, with at least 8 years of experience in a similar role. They will be responsible for ensuring timely renewals of licenses, identifying new licensing opportunities,...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range -8-10 years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and...

Position Name - Compliance Manager - Mutual Fund Location - Mumbai Experience Range - 8-10 years, preferably from a Trustee background Mandatory Requirement: strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes. Job Roles and...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range - 8-10 years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and...

The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination with the Audit team. The overall objective of this role is to develop and execute a robust Audit Plan, and direct complex audit activities for a component of the business at a regional or country...

Compliance Professional (with progression to Chief Compliance Officer) MumbaiJob Requirement:- CA / CS / LLB- Currently working with NBFC in compliance department or in Law firm handling compliance advisory to NBFC- 5-8 years of relevant experience in compliance.- In-depth knowledge of RBI NBFC regulations. Knowledge of IRDA guidelines is an added...

We are seeking a detail-oriented professional to assist with day-to-day compliance activities.