Regulatory Compliance Specialist

1 week ago

Dindigul, Tamil Nadu, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000
Regulatory Operations Specialist

This position is ideal for a detail-oriented and experienced Regulatory Reporting professional seeking to drive regulatory compliance excellence in banking operations. The successful candidate will possess a strong background in banking, relevant regulatory knowledge, and expertise in preparing, reviewing, and submitting timely and accurate regulatory reports.

  1. Regulatory Compliance Management: Conduct comprehensive product audits and compliance checks to ensure adherence to regulatory standards, monitor daily regulatory compliance requirements, and implement robust internal control frameworks for banking products.
  2. Circulars and Guidelines: Implement and track regulatory circulars, with a focus on KYC-related guidelines, ensuring seamless integration with existing processes.
  3. Reporting and Analysis: Prepare and submit regulatory reports as per jurisdictional guidelines, review, validate, and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness.

The incumbent is expected to act as a catalyst for the management of entire control management across the entity life-cycle (onboarding, post-modifications, and closure) of entities identified by the bank's standard operating procedures.

The Incumbent is expected to be well-versed with extant norms, guidelines of various regulatory bodies such as RBI, UIDAI, CERSAI, NeSL, CRILIC, Ministry of Corporate Affairs, and all relevant URLs, Sites in the Corporate/ mSME/ Non Individual domain.

Key Deliverables:

  • Updation of SoPs basis guidelines and compliances laid by Regulator(s) (like RBI, UIDAI, CERSAI etc.) with respect to Manual Onboarding Operations.
  • Periodic Onboarding Due Diligence – Such as Creation / Management / Closure, of Accounts, Name Screening for Individual and Non- Individual entities (including BCs and BC Agents), and Individuals as Authorized Signatories of these entities.

Decision Level:

  • Mandatory Qualification: Must have working experience in Banks for KYC/AML Onboarding and Management of Control tasks such as Name Screening, Risk profile based Customer CDD/EDD, Consequence Management action and process enhancement.

Educational Level:

  • Graduate/Post-Graduate
  • Understanding of KYC guidelines, Analysis Skill, goodSkill set on MS office & SQL

Essential Skills:

  • Name Screening KYC/AML activities.
  • Deep understanding of RBI guidelines and Regulatory Reporting

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