Regulatory Compliance Professional

1 week ago


Kota, Rajasthan, India beBeeCompliance Full time ₹ 50,00,000 - ₹ 1,00,00,000
Compliance Manager Role

The Compliance Manager will oversee the implementation of regulatory requirements and ensure adherence to laws and regulations. This includes preparing and submitting necessary filings, reports, and disclosures to relevant authorities.

The ideal candidate will have strong analytical skills, excellent communication abilities, and a keen eye for detail. They must be able to work independently and as part of a team to achieve compliance goals.

Key Responsibilities:

  • Monitoring ongoing compliance and reporting as required under SEBI AIF and PMS regulation
  • Liaisoning with Regulator for PMS, AIF compliance and queries
  • Co-ordinating with various service providers/vendors/Forums for various compliance related matters pertaining to AIF and PMS
  • Maintaining accurate records of compliance activities and documentation

Required Skills and Qualifications:

  • Interpersonal / Communication Skills
  • Negotiation and Market Intelligence
  • Strong Client Relationship Skills
  • Result Orientation
  • Collaborative Approach
  • Excellent in MS Office (Word, PowerPoint & Excel)
  • Excellent communication skills in English (oral and written)
  • Graduate/Post Graduate with Degree in Law is preferred
  • NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination will be an added advantage

Benefits:

  • Opportunity to work with a leading organization
  • Competitive compensation package
  • Chance to develop your career in compliance management

Others:

  • We are an equal opportunities employer and welcome applications from all qualified candidates
  • Please submit your resume and cover letter to apply for this role


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