Financial Compliance Professional

22 hours ago


Kota, Rajasthan, India beBeeCompliance Full time ₹ 7,50,000 - ₹ 10,00,000

Job Description

We are seeking a detail-oriented and proactive professional to join our team as a Compliance Specialist. The role involves ensuring compliance with regulatory frameworks, conducting risk assessments, and assisting in audits.

The ideal candidate should have a strong understanding of financial regulations, attention to detail, and the ability to identify, assess, and mitigate compliance risks in a dynamic environment.

Key Responsibilities:

  • Monitor, interpret, and implement regulatory guidelines relevant to the business.
  • Ensure timely filings and reporting to regulatory bodies.
  • Maintain up-to-date knowledge of evolving compliance and regulatory requirements.
  • Conduct regular internal reviews and compliance risk assessments.
  • Identify process gaps and propose corrective actions.
  • Track remediation of compliance issues and ensure timely closure.
  • Assist in drafting, updating, and implementing compliance policies and procedures.
  • Maintain accurate documentation for internal compliance controls.
  • Educate internal teams on compliance obligations through training and awareness programs.
  • Support internal, statutory, and regulatory audits.
  • Prepare compliance reports for senior management and regulatory bodies.
  • Act as a point of contact for compliance queries across departments.
  • Work closely with legal, finance, and operations teams to ensure organization-wide compliance.
  • Provide inputs on compliance risks during product and process development.


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