Regulatory Compliance Specialist

5 hours ago


India SensibleT Full time

About SensibleT.in

SensibleT.in is a fintech platform that's revolutionizing investment advisory with personalized financial planning solutions.

Job Summary

We're looking for a highly motivated Regulatory Compliance Analyst to join our team. As a key member of our compliance department, you will play a crucial role in analyzing SEBI regulations and providing actionable insights to support compliance and business operations.

Main Responsibilities:

  • Analyze SEBI regulations for registering as an Investment Advisor (RIA)
  • Research legal frameworks for payment and settlement of financial instruments
  • Study compliance requirements for intermediaries (e.g., mutual fund distributors, custodians)
  • Prepare reports and recommendations to align business processes with regulatory guidelines

What We're Looking For

To be successful in this role, you should have a solid understanding of corporate and financial regulations, including SEBI guidelines. You should also possess excellent communication and reporting skills, as well as the ability to analyze complex information and provide actionable insights.

Requirements

  • Bachelor's degree in Business Law or related field
  • Strong research and analytical skills
  • Excellent communication and reporting abilities

Salary: ₹ 35,000 - ₹ 45,000 per month (dependent on experience)



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