Compliance Officer

Job Description/Responsibilities:Regulatory Compliance Oversight:- Monitor and interpret regulatory changes, ensuring the company's operations comply with RBI guidelines, SEBI regulations, Anti-Money Laundering (AML) laws, and other applicable statutes.- Design and implement comprehensive training programs to educate employees on compliance matters and...

Job Description/Responsibilities: Regulatory Compliance Oversight: - Monitor and interpret regulatory changes, ensuring the company's operations comply with RBI guidelines, SEBI regulations, Anti-Money Laundering (AML) laws, and other applicable statutes. - Design and implement comprehensive training programs to educate employees on compliance matters and...

Job Purpose :-- Maintain ongoing awareness/knowledge of all regulations set by the Reserve Bank of India (RBI) and interpret the same to the relevant units within the organization to ensure adherence. Support the Head of Compliance in submitting Compliance risks and Compliance Monitoring reports to Country Manager/ MANCO as per the RBI Regulations on...

Job Summary: We are seeking a detail-oriented and proactive Compliance Officer (Internal Controller) to ensure the organization adheres to internal policies, external regulations, and industry standards. This position is pivotal in maintaining ethical operations, safeguarding compliance frameworks, and enhancing risk management processes. The ideal...

Job Summary: We are seeking a detail-oriented and proactive Compliance Officer (Internal Controller) to ensure the organization adheres to internal policies, external regulations, and industry standards. This position is pivotal in maintaining ethical operations, safeguarding compliance frameworks, and enhancing risk management processes. The ideal...

Job Summary: We are seeking a detail-oriented and proactive Compliance Officer (Internal Controller) to ensure the organization adheres to internal policies, external regulations, and industry standards. This position is pivotal in maintaining ethical operations, safeguarding compliance frameworks, and enhancing risk management processes. The ideal candidate...

About the Role:We are seeking a highly skilled Compliance Officer to join our team at Kotak Alternate Asset Managers Limited. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with all relevant laws and regulations.Job Description:The successful candidate will have a deep understanding of...

Company Description TopLine Solutions Pvt Ltd is a company that specializes in helping and assisting investors and their family members across India and the Globe in reclaiming their unclaimed financial investments. They work PAN India and abroad, serving clients in various cities in India and overseas. Role Description This is a full-time on-site...

About Us:Capitalmind is a registered portfolio management company and Alternative Investment Fund (AIF). We strive for excellence in the financial services industry and are actively pursuing expansion into the Mutual Fund licensing realm. Our team is dedicated to innovation and compliance.Job Overview:Job Title: Trustee Officer Company: Capitalmind Trustee...

ROLE SUMMARYWe are seeking an experienced Compliance Officer to join our Global Trade Services team at Choice Logistics.About the Role:This is a senior-level position that will report directly to the VP, Corporate Counsel and Regulatory Affairs. As a key member of the GTS team, you will provide guidance on import, export, and global trade compliance matters,...

Posted: 29/10/2024 - Competitive- India- Permanent**Company Profile**: **Key Responsibilities**: **The main duties will be to**: - Undertake internal audits of business activities against defined criteria - principally, but not limited to, auditing compliance with Contractor Onboarding requirements (contract paperwork, legal, contractual, and professional...

Job Purpose :-- Maintain ongoing awareness/knowledge of all regulations set by the Reserve Bank of India (RBI) and interpret the same to the relevant units within the organization to ensure adherence.Support the Head of Compliance in submitting Compliance risks and Compliance Monitoring reports to Country Manager/ MANCO as per the RBI Regulations on...

Job Purpose :-- Maintain ongoing awareness/knowledge of all regulations set by the Reserve Bank of India (RBI) and interpret the same to the relevant units within the organization to ensure adherence. Support the Head of Compliance in submitting Compliance risks and Compliance Monitoring reports to Country Manager/ MANCO as per the RBI Regulations on...

Job Summary: We are seeking a detail-oriented and proactive Compliance Officer (Internal Controller) to ensure the organization adheres to internal policies, external regulations, and industry standards. This position is pivotal in maintaining ethical operations, safeguarding compliance frameworks, and enhancing risk management processes. The ideal...

Job Summary: We are seeking a detail-oriented and proactive Compliance Officer (Internal Controller) to ensure the organization adheres to internal policies, external regulations, and industry standards. This position is pivotal in maintaining ethical operations, safeguarding compliance frameworks, and enhancing risk management processes. The ideal candidate...

About the RoleAs a Compliance Support Specialist at Morae Global, you will play a vital role in ensuring the company's compliance with regulatory requirements and industry standards. Your primary responsibility will be to review employees' quarterly brokerage statements, identifying potential personal trade breaches and flagging them to the onshore...

Dexian was formerly known as Disys and it’s the fusion of DISYS and Signature Consultants. We are one of the leading services based MNC organizations, which started in 1994. We have been in IT services and solution offering business for more than 25+ years. We are headquartered in Mc Lean, Virginia. Our IND headquarters is in Chennai and also, we...

Dexian was formerly known as Disys and it’s the fusion of DISYS and Signature Consultants. We are one of the leading services based MNC organizations, which started in 1994. We have been in IT services and solution offering business for more than 25+ years. We are headquartered in McLean, Virginia. Our IND headquarters is in Chennai and also, we have...

As a Specialist (Compliance) Processor /Analyst in our Retirement Services department (Retirement BPaaS), your focus will be to perform Actual Deferral & Actual Contribution Percentage (ADP & ACP), Coverage Test (410b), Excess Deferral (402g), Compensation (414s), Annual Additions (415), Non – Discrimination (NDT) Tests and Form 5500 Filing for...

Dexian was formerly known as Disys and it’s the fusion of DISYS and Signature Consultants. We are one of the leading services based MNC organizations, which started in 1994. We have been in IT services and solution offering business for more than 25+ years. We are headquartered in McLean, Virginia. Our IND headquarters is in Chennai and also, we have...