Compliance Officer

Regulatory Compliance Oversight ▪ Monitor and interpret regulatory changes, ensuring the company’s operations comply with RBI guidelines, SEBI regulations, Anti-Money Laundering (AML) laws, and other applicable statutes. ▪ Design and implement comprehensive training programs to educate employees on compliance matters and foster a culture of compliance...

Regulatory Compliance Oversight▪ Monitor and interpret regulatory changes, ensuring the company’s operations comply with RBIguidelines, SEBI regulations, Anti-Money Laundering (AML) laws, and other applicable statutes.▪ Design and implement comprehensive training programs to educate employees on compliancematters and foster a culture of compliance...

Job Description/Responsibilities: Regulatory Compliance Oversight: - Monitor and interpret regulatory changes, ensuring the company's operations comply with RBI guidelines, SEBI regulations, Anti-Money Laundering (AML) laws, and other applicable statutes. - Design and implement comprehensive training programs to educate employees on compliance matters and...

Job Description/Responsibilities:Regulatory Compliance Oversight:- Monitor and interpret regulatory changes, ensuring the company's operations comply with RBI guidelines, SEBI regulations, Anti-Money Laundering (AML) laws, and other applicable statutes.- Design and implement comprehensive training programs to educate employees on compliance matters and...

Job Summary: We are seeking a detail-oriented and proactive Compliance Officer (Internal Controller) to ensure the organization adheres to internal policies, external regulations, and industry standards. This position is pivotal in maintaining ethical operations, safeguarding compliance frameworks, and enhancing risk management processes. The ideal candidate...

Job Summary: We are seeking a detail-oriented and proactive Compliance Officer (Internal Controller) to ensure the organization adheres to internal policies, external regulations, and industry standards. This position is pivotal in maintaining ethical operations, safeguarding compliance frameworks, and enhancing risk management processes. The ideal...

Company Description TopLine Solutions Pvt Ltd is a company that specializes in helping and assisting investors and their family members across India and the Globe in reclaiming their unclaimed financial investments. They work PAN India and abroad, serving clients in various cities in India and overseas. Role Description This is a full-time on-site...

About Us:Capitalmind is a registered portfolio management company and Alternative Investment Fund (AIF). We strive for excellence in the financial services industry and are actively pursuing expansion into the Mutual Fund licensing realm. Our team is dedicated to innovation and compliance.Job Overview:Job Title: Trustee Officer Company: Capitalmind Trustee...

Posted: 29/10/2024 - Competitive- India- Permanent**Company Profile**: **Key Responsibilities**: **The main duties will be to**: - Undertake internal audits of business activities against defined criteria - principally, but not limited to, auditing compliance with Contractor Onboarding requirements (contract paperwork, legal, contractual, and professional...

Job Summary: We are seeking a detail-oriented and proactive Compliance Officer (Internal Controller) to ensure the organization adheres to internal policies, external regulations, and industry standards. This position is pivotal in maintaining ethical operations, safeguarding compliance frameworks, and enhancing risk management processes. The ideal candidate...

Job Summary: We are seeking a detail-oriented and proactive Compliance Officer (Internal Controller) to ensure the organization adheres to internal policies, external regulations, and industry standards. This position is pivotal in maintaining ethical operations, safeguarding compliance frameworks, and enhancing risk management processes. The ideal...

Tata Elxsi is a global design and technology services leader for Automotive, Media, Communications and Healthcare. The Company helps customers reimagine their products and services through design thinking and application of digital technologies such as IoT (Internet of Things), Cloud, Mobility, Virtual Reality, and Artificial Intelligence. Job Requirement: ...

About the RoleAs a Compliance Support Specialist at Morae Global, you will play a vital role in ensuring the company's compliance with regulatory requirements and industry standards. Your primary responsibility will be to review employees' quarterly brokerage statements, identifying potential personal trade breaches and flagging them to the onshore...

Dexian was formerly known as Disys and it’s the fusion of DISYS and Signature Consultants. We are one of the leading services based MNC organizations, which started in 1994. We have been in IT services and solution offering business for more than 25+ years. We are headquartered in Mc Lean, Virginia. Our IND headquarters is in Chennai and also, we...

Dexian was formerly known as Disys and it’s the fusion of DISYS and Signature Consultants. We are one of the leading services based MNC organizations, which started in 1994. We have been in IT services and solution offering business for more than 25+ years. We are headquartered in McLean, Virginia. Our IND headquarters is in Chennai and also, we have...

ROLES AND RESPONSIBILITIESParticipate in a cross-functional R&D Engineering team working to attain necessary global certifications for product lines under your responsibility. In pursuit of this goal, you will:· Interface with R&D Engineering teams that are focused on the delivery of products requiring regulatory product compliance.· Interface with 3rd...

ROLES AND RESPONSIBILITIES Participate in a cross-functional R&D Engineering team working to attain necessary global certifications for product lines under your responsibility. In pursuit of this goal, you will: · Interface with R&D Engineering teams that are focused on the delivery of products requiring regulatory product compliance. · Interface with 3rd...

As a Specialist (Compliance) Processor /Analyst in our Retirement Services department (Retirement BPaaS), your focus will be to perform Actual Deferral & Actual Contribution Percentage (ADP & ACP), Coverage Test (410b), Excess Deferral (402g), Compensation (414s), Annual Additions (415), Non – Discrimination (NDT) Tests and Form 5500 Filing for...

Dexian was formerly known as Disys and it’s the fusion of DISYS and Signature Consultants. We are one of the leading services based MNC organizations, which started in 1994. We have been in IT services and solution offering business for more than 25+ years. We are headquartered in McLean, Virginia. Our IND headquarters is in Chennai and also, we have...

Our MissionAt Palo Alto Networks® everything starts and ends with our mission:Being the cybersecurity partner of choice, protecting our digital way of life.Our vision is a world where each day is safer and more secure than the one before. We are a company built on the foundation of challenging and disrupting the way things are done, and we’re looking for...