Compliance Professional

1 day ago

Lucknow, Uttar Pradesh, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

Job opening for Compliance Professional in a Leading Financial Institution.

Role: Regulatory Compliance Officer

Location: Mumbai

Working Days: 5 Days

Work Mode: Work from Office

We are seeking a highly skilled professional who can ensure adherence to RBI and SEBI regulations, support governance processes, manage audits and inspections, and provide compliance guidance to senior leadership and board-level committees.

This role will involve continuously tracking and evaluating regulatory updates relevant to the organization, assessing the impact of regulatory changes on policies and business processes, and disseminating updates to senior management and ensuring timely implementation.

Key Responsibilities:

  • Monitoring and Implementation of Regulatory Changes
  • Compliance Advisory and Governance Support
  • Reporting and Communication with Regulators
  • Audit and Inspection Management
  • Legal Matters and Contract Management

Requirements and Qualifications:

  • Bachelors or Master's degree in Law, Finance, or related field
  • 7–13 years of experience in regulatory compliance, preferably in banking or NBFC sector
  • Strong understanding of RBI and SEBI regulations and financial compliance frameworks
  • Excellent communication, analytical, and stakeholder management skills
  • Experience in handling audits, inspections, and board-level presentations

Preferred Attributes:

  • Certification in Compliance, Risk Management, or related areas
  • Experience in policy drafting and governance
  • Familiarity with compliance systems and automation tools

Note: We are considering candidates who are available to join immediately or within a maximum notice period of 30 days.

#RegulatoryCompliance #RBICompliance #SEBICompliance #RiskManagement #ComplianceManager #StatutoryCompliance #ComplianceGovernance #InternalAudit #PolicyGovernance #AuditManagement #LitigationManagement

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