Associate Director, Compliance and Risk Management

6 days ago


Mumbai, Maharashtra, India CFA Institute Full time

About the Role

We are seeking a highly skilled Associate Manager, India Operations to join our team at CFA Institute. As a key member of our operations team, you will be responsible for implementing and maintaining effective risk management and compliance processes across our India operations.

Key Responsibilities

  • Develop and implement risk management strategies to mitigate potential threats and ensure compliance with regulatory requirements.
  • Collaborate with the internal Risk Management team to provide reporting and insight into Enterprise risks from the operations in India.
  • Partner with key stakeholders in India to document, process, and maintain third-party business contracts via the Contracting System.
  • Serve as the Country liaison with internal functions to ensure that risks and compliance requirements are understood and reported to management for effective decision making.
  • Implement Business Continuity Processes for the operations of the organization in India.

Requirements

  • Graduate Degree or commensurate education and experience, with an ICSI/CA qualification preferred.
  • Minimum 3 years of work experience in Compliance/Company Secretarial functions.
  • Strong communication skills in English and Marathi.
  • Excellent understanding of local corporate compliance requirements.
  • Experience managing relationships with compliance authorities preferred.
  • Proficiency using standard office software and contracting platforms.

Working and Travel Requirements

  • Full-time employment with a requirement to be in the office for a minimum of two days per week.
  • Occasional travel required for work, conferences, and events.
  • Occasional flexible working hours to partner with internal stakeholders in the US and EMEA.


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