Financial Regulatory Specialist

2 weeks ago


Lucknow, Uttar Pradesh, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,20,00,000
Compliance Analyst Job Description

We are seeking a detail-oriented and proactive Compliance Analyst to join our fast-growing financial services startup. The role involves ensuring compliance with RBI, SEBI, and other regulatory frameworks, conducting compliance monitoring, risk assessments, and assisting in audits.

This position is ideal for individuals who thrive in dynamic environments and possess strong analytical skills.

About the Role
  • Regulatory Compliance: Monitor, interpret, and implement RBI, SEBI, FEMA, and other regulatory guidelines relevant to the business.
  • Ensure timely filings and reporting to regulators.
  • Maintain up-to-date knowledge of evolving compliance and regulatory requirements.
Key Responsibilities
  1. Conduct regular internal reviews and compliance risk assessments.
  2. Identify process gaps and propose corrective actions.
  3. Track remediation of compliance issues and ensure timely closure.
Required Skills and Qualifications
  • CA (Inter), CS, MBA (Finance)
  • 2–4 years of experience in compliance, internal audit, or risk management, preferably in NBFC, fintech, or financial services sector.
  • Strong understanding of RBI, SEBI, FEMA, AML, and other financial regulations.
  • Experience with compliance monitoring tools and MS Excel-based reporting.
  • Excellent written and verbal communication skills.
  • Detail-oriented, analytical mindset with problem-solving ability.
  • Ability to thrive in a fast-paced startup environment.
Benefits

This role offers a unique opportunity to work in a fast-growing startup and make a significant impact on the organization's growth and success.



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