Compliance Officer
4 weeks ago
Artha Group is a leading investment management company with a strong presence in the global market. With a portfolio exceeding ₹1,000 crores, we have invested in over 120 startups and achieved 32+ successful exits. Our unique self-sustaining investment model reinvests returns from high-yielding renewable energy assets into promising startups. We operate in sectors such as B2B SaaS, FinTech, and space tech, and are expanding our global footprint by establishing offshore structures to explore new opportunities worldwide.
Job Title: Compliance Officer - Gift CityThe Compliance Officer will ensure that the Fund Management Entity (FME) in Gift City operates in full compliance with all applicable laws, regulations, and internal policies. In addition to overseeing general compliance, the Compliance Officer will actively support the investment team by ensuring that all transactions and investment activities are compliant with IFSCA, SEBI, and international regulatory standards.
Key Responsibilities:- Oversee all regulatory compliance matters for the Fund Management Entity (FME) in Gift City, including specific oversight of investment-related compliance.
- Ensure adherence to IFSCA regulations and SEBI guidelines for both the feeder fund and angel fund.
- Develop and implement compliance frameworks that cover investment due diligence, deal structuring, fund investments, and exits.
- Review and approve investment transactions to ensure they meet all regulatory requirements.
- Conduct regular audits of the investment processes and documentation to ensure compliance.
- Monitor and evaluate changes in regulatory landscapes that may impact investment activities, providing guidance to the investment team to align with new regulations.
- Serve as the primary point of contact with regulatory authorities, including IFSCA and SEBI, particularly regarding investments and fund structuring.
- File accurate reports and disclosures related to investment activities and fund performance to regulatory authorities.
- Provide training and guidance to the investment team to ensure compliance in all stages of deal execution.
- Investigate and resolve any compliance breaches related to investment transactions, and recommend corrective actions.
- Bachelor's degree in law, Finance, Business Administration, or a related field.
- Professional qualification such as CS, CA, or LLB is preferred.
- 5+ years of experience in a compliance role within a financial services organization, with a focus on investment-related compliance, fund management, or investment banking.
CTC: ₹21 lakhs per annum (₹18 lakhs paid monthly + ₹3 lakhs annual confirmed bonus). Performance Bonus: Additional performance-based incentives.
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ahmedabad, India Naukripay Full timecompliance officers job is to ensure that an organization complies with laws regulations and internal policies. They also help to identify and mitigate risks and educate employees on compliance. Here are some of the responsibilities of a compliance officer: Monitor complianceKeep up with relevant laws and regulations and monitor compliance with them ...
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3 weeks ago
Ahmedabad, India Naukripay Full timeJob Descriptioncompliance officer's job is to ensure that an organization complies with laws, regulations, and internal policies. They also help to identify and mitigate risks, and educate employees on compliance. Here are some of the responsibilities of a compliance officer: Monitor complianceKeep up with relevant laws and regulations, and monitor...
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Ahmedabad, India Naukripay Full timecompliance officers job is to ensure that an organization complies with laws regulations and internal policies. They also help to identify and mitigate risks and educate employees on compliance.Here are some of the responsibilities of a compliance officer:Monitor complianceKeep up with relevant laws and regulations and monitor compliance with themPerform...
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Ahmedabad, India Naukripay Full timecompliance officers job is toensure that an organization complies with laws regulations andinternal policies. They also help to identify and mitigate risksand educate employees on compliance. Here are some of the responsibilities of acompliance officer: MonitorcomplianceKeep up with relevant laws andregulations and monitor compliance with them Perform...
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ahmedabad, India Artha Group Full timeAbout Artha Group:Artha Group stands as a distinguished entity in the global investment landscape, managing assets exceeding ₹1,000 crores. Our extensive portfolio includes investments in over 120 startups, 32+ successful exits, and involvement in more than 10 renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various...
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ahmedabad, India Artha Group Full timeAbout Artha Group:Artha Group stands as a distinguished entity in the global investment landscape, managing assets exceeding ₹1,000 crores. Our extensive portfolio includes investments in over 120 startups, 32+ successful exits, and involvement in more than 10 renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various...
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Compliance officer
4 weeks ago
Ahmedabad, India Artha Group Full timeAbout Artha Group: Artha Group stands as a distinguished entity in the global investment landscape, managing assets exceeding ₹1,000 crores. Our extensive portfolio includes investments in over 120 startups, 32+ successful exits, and involvement in more than 10 renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in...
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2 months ago
Ahmedabad, India Artha Group Full timeAbout Artha Group: Artha Group stands as a distinguished entity in the global investment landscape, managing assets exceeding ₹1,000 crores. Our extensive portfolio includes investments in over 120 startups, 32+ successful exits, and involvement in more than 10 renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various...
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Compliance Officer
2 months ago
Ahmedabad, India Artha Group Full timeAbout Artha Group: Artha Group stands as a distinguished entity in the global investment landscape, managing assets exceeding ₹1,000 crores. Our extensive portfolio includes investments in over 120 startups, 32+ successful exits, and involvement in more than 10 renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in...
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Compliance Officer
2 months ago
ahmedabad, India Artha Group Full timeAbout Artha Group:Artha Group stands as a distinguished entity in the global investment landscape, managing assets exceeding ₹1,000 crores. Our extensive portfolio includes investments in over 120 startups, 32+ successful exits, and involvement in more than 10 renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various...
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Compliance Officer
2 months ago
Ahmedabad, India Artha Group Full timeAbout Artha Group:Artha Group stands as a distinguished entity in the global investment landscape, managing assets exceeding ₹1,000 crores. Our extensive portfolio includes investments in over 120 startups, 32+ successful exits, and involvement in more than 10 renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various...
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Compliance Officer
2 months ago
Ahmedabad, India Artha Group Full timeAbout Artha Group:Artha Group stands as a distinguished entity in the global investment landscape, managing assets exceeding ₹1,000 crores. Our extensive portfolio includes investments in over 120 startups, 32+ successful exits, and involvement in more than 10 renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various...
