Compliance Officer

2 months ago

Ahmedabad, India Artha Group Full time

About Artha Group:

Artha Group stands as a distinguished entity in the global investment landscape, managing assets exceeding ₹1,000 crores. Our extensive portfolio includes investments in over 120 startups, 32+ successful exits, and involvement in more than 10 renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a unique self-sustaining investment model that reinvests returns from high-yielding renewable energy assets into promising startups. Our influence spans sectors such as B2B SaaS, FinTech, and space tech, and we are actively expanding our global footprint by establishing offshore structures to explore new opportunities worldwide.

Artha Group is now expanding its footprint by establishing a Fund Management Entity (FME) in Gift City through its subsidiary, Artha Energy Projects Private Limited (AEP). The FME will manage a feeder fund and an angel fund under IFSCA regulations, focused on investing in high-growth startups across India and overseas. The feeder fund will channel commitments from international investors into SEBI-regulated AIFs, while the angel fund will attract both domestic and international capital to fuel innovation and entrepreneurial ventures.


Job Title: Compliance Officer - Gift City

Location: Gift City, Gujarat


Position Overview:

The Compliance Officer will ensure that the Fund Management Entity (FME) in Gift City operates in full compliance with all applicable laws, regulations, and internal policies. In addition to overseeing general compliance, the Compliance Officer will actively support the investment team by ensuring that all transactions and investment activities are compliant with IFSCA, SEBI, and international regulatory standards. This role is crucial in safeguarding the organization’s reputation, mitigating risks, and ensuring that all investment-related operations are executed smoothly within the regulatory framework.


Key Responsibilities:

  • Oversee all regulatory compliance matters for the Fund Management Entity (FME) in Gift City, including specific oversight of investment-related compliance.
  • Ensure adherence to IFSCA regulations and SEBI guidelines for both the feeder fund and angel fund.
  • Develop and implement compliance frameworks that cover investment due diligence, deal structuring, fund investments, and exits.
  • Review and approve investment transactions to ensure they meet all regulatory requirements.
  • Conduct regular audits of the investment processes and documentation to ensure compliance.
  • Monitor and evaluate changes in regulatory landscapes that may impact investment activities, providing guidance to the investment team to align with new regulations.
  • Serve as the primary point of contact with regulatory authorities, including IFSCA and SEBI, particularly regarding investments and fund structuring.
  • File accurate reports and disclosures related to investment activities and fund performance to regulatory authorities.
  • Provide training and guidance to the investment team to ensure compliance in all stages of deal execution.
  • Investigate and resolve any compliance breaches related to investment transactions, and recommend corrective actions.


Qualifications:

  • Bachelor's degree in law, Finance, Business Administration, or a related field; a professional qualification such as CS, CA, or LLB is preferred.
  • 5+ years of experience in a compliance role within a financial services organization, with a focus on investment-related compliance, fund management, or investment banking.
  • Deep understanding of financial regulations, particularly IFSCA, SEBI, and compliance requirements for venture capital and private equity investments.
  • Experience with investment transaction reviews and ensuring regulatory compliance in fund investments.
  • Strong problem-solving and analytical skills, especially in handling investment compliance issues.
  • Ability to communicate effectively with both regulatory authorities and internal investment teams.
  • High attention to detail and strong organizational skills.


Compensation:

  • CTC: ₹21 lakhs per annum (₹18 lakhs paid monthly + ₹3 lakhs annual confirmed bonus).
  • Performance Bonus: Additional performance-based incentives.

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