Compliance Officer

This is a full-time on-site role for a Compliance Officer. The Compliance Officer will be responsible for ensuring that all business activities and operations are conducted in compliance with all relevant regulations and laws. Daily tasks will include creating compliance guidelines, reviewing current client portfolios and ensuring that they comply with all...

HelloAll, We are hiring for Compliance Officer in given location. Role: - Compliance Officer Experience Required - 1-2 years Location-Ahmedabad Knowledge and Skill Required: - *Compliance Officer as required by a share broker, as specified by SEBI Pay: From ₹20,000.00 per month Schedule: - Day shift Ability to commute/relocate: - Ahmedabad,...

We are seeking to employ proactive, innovative, forward-thinking staff that go above and beyond to join us and improve upon the service we offer. What is a compliance officer? “A compliance officer is **an individual who ensures that a company complies with its outside regulatory and legal requirements as well as internal policies and bylaws**....

**Designation: HR Compliance Officer** **Job description**: Key Role: Having Knowledge of Payroll, HR Compliance like; PF, ESIC, Professional Tax, Generating UAN number & Challan & Labor Laws, filling Online PF/ ESI Challan and payment with the authorized Relevant Experience: Recruitment & Labour/ Statutory Compliance liaisoning with labour Law Act like...

Ahmedabad, Gujarat, India **Job Description**: - Preparation of documentation of AP registration / cancellation and having brief knowledge of AP related compliances. - To Co-coordinate with the exchange(s), clients and departments for any compliance related issues. - Providing NEAT / CTCL terminal and maintain of MIS for the same. - Do settlement of client...

Location: Ashram Road, Ahmedabad Job Purpose: The Compliance Officer will be responsible for ensuring all care notes submitted by support workers are thoroughly reviewed and analyzed. This includes ensuring that medication plans, hygiene routines, personal care routines, community visits, medical appointments, and diet plans are completed on time and...

Compliance Officer - Banking Experience **1. Regulatory and other authority liaison**: - Keep business updated with most recent regulatory changes defined by RBI guidelines. - Managing regulators' visits, audits, and inspections including RBI, Credit Reporting agencies, and other regulatory body. - Manage implementation of new regulatory initiatives...

**Job Description: Compliance & Operations Manager - GIFT City** We are seeking a highly skilled Compliance & Operations Manager to oversee regulatory submissions and ensure strict compliance with SEBI, RBI, SEZ, and IFSC regulations at GIFT City. This role requires proactive management of both internal and external compliance policies while supporting the...

Title - Compliance Officer Experience - 3 - 5 Years Location - Ahmedabad, Gift City Education - Intern CA Prepare and review regulatory/submission under SEBI/RBI/SEZ/IFSC regulations at Gift City - Ensure compliance with internal and external regulations/policies with businesses at GIFT City - Review marketing initiatives and establish compliance...

**1. Regulatory and other authority liaison**: - Keep business updated with most recent regulatory changes defined by RBI guidelines. - Managing regulators' visits, audits, and inspections including RBI, Credit Reporting agencies, and other regulatory body. - Manage implementation of new regulatory initiatives pertaining to compliance and communicate...

Responsibilities: - Support the Compliance Team with day-to-day tasks. - Help in formation of Policies and assess compliance with laws. - Work with different teams to update compliance policies. - Stay updated on laws and industry trends for compliance. - Assist in creating and giving compliance training to staff. - Aid in investigating compliance issues...

**Function**: Compliance Officer **Location**: Ahmedabad **Description**: - Looking overall compliance as applicable to IRDAI Insurance Broker including preparation and filling retunes. (Quarterly/Half Yearly/Yearly/POS-Half Yearly Return) - Monitor company compliance with regulations (Intimation Of Branch opening/Closing also newspaper advertise for...

**Job Description for Compliance Officer** 1. Read all circulars issued by all exchanges carefully. (I.E. BSE, NSE, MCX, CDSL).Take necessary steps to resolve the matter through its concerned department. 2. Communicate with all exchanges for other new developments. 3. To submit quarterly, half yearly and annual reports to all exchangers before due date. 4....

**We are looking for**: - Someone who is detail oriented, motivated individual who should be able to multitask in a fast-paced environment. - Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance related aspects. - Should have good drafting and communication skills. **Role...

Support the Compliance Team with day-to-day tasks. - Help in formation of Policies and assess compliance with laws. - Work with different teams to update compliance policies. - Stay updated on laws and industry trends for compliance. - Assist in creating and giving compliance training to staff. - Aid in investigating compliance issues and suggesting fixes. -...

**Job Summary**: **Key Responsibilities**: - Monitor and ensure compliance with SEBI regulations, RBI guidelines, and other applicable laws governing AIFs. - Develop, implement, and update compliance policies and procedures to reflect regulatory changes and industry best practices. - Conduct regular compliance risk assessments and internal audits to...

Implement and manage an effective legal compliance program. - Develop and review company policies. - Advise management on the company’s compliance with laws and regulations through detailed reports. - Create and manage effective action plans in response to audit discoveries and compliance violations. - Regularly audit company procedures, practices, and...

**Responsibilities**: - ROC Compliances - Exchange Compliances BSE / NSE - Drafting of Legal Documents - Other Misc Compliances related to MSME / Import Export Code etc **Required Qualifications **:CS with 1 - 2 years of experience. **Working Days**: 6 (Mon-sat) **Office hours**: 10:30 - 7 pm **Location **:Himalaya Business Center, Pay: ₹350,000.00 -...

**Greetings for the day!** **IMS Group is urgently hiring for Compliance Officers!!!** **Kindly find below the job description!** **About Company**: IMS People is an Offshore Recruitment Services company. We help staffing firms globally with our extensive range of tailored services. From recruitment & administrative services to accounting support,...

Required Compliance Officer( Stock Broking) An efficient complaince officer from the Stock Broking Industry Should have minimum 4-5 years of experience in stock broking complaince Should be able to handle exchange reportings appropriately ( Daily, Weekly, Monthly) Should be able to handle all audit-related matters independently ( Internal and...