Compliance Officer

This is a full-time on-site role for a Compliance Officer. The Compliance Officer will be responsible for ensuring that all business activities and operations are conducted in compliance with all relevant regulations and laws. Daily tasks will include creating compliance guidelines, reviewing current client portfolios and ensuring that they comply with all...

**Job Title**: Compliance Officer **Location**: Ahmedabad, Gujarat **Salary**: Up to 35k per month **Work Experience**: Minimum 1 year **Key Responsibility**: - Ensuring adherence to regulatory requirements set forth by **NSE and BSE.**: - Conducting **regular audits and reviews **to identify compliance issues. - Developing and implementing compliance...

**Designation: HR Compliance Officer** **Job description**: Key Role: Having Knowledge of Payroll, HR Compliance like; PF, ESIC, Professional Tax, Generating UAN number & Challan & Labor Laws, filling Online PF/ ESI Challan and payment with the authorized Relevant Experience: Recruitment & Labour/ Statutory Compliance liaisoning with labour Law Act like...

**1. Regulatory and other authority liaison**: - Keep business updated with most recent regulatory changes defined by RBI guidelines. - Managing regulators' visits, audits, and inspections including RBI, Credit Reporting agencies, and other regulatory body. - Manage implementation of new regulatory initiatives pertaining to compliance and communicate...

Responsibilities: - Support the Compliance Team with day-to-day tasks. - Help in formation of Policies and assess compliance with laws. - Work with different teams to update compliance policies. - Stay updated on laws and industry trends for compliance. - Assist in creating and giving compliance training to staff. - Aid in investigating compliance issues...

**Function**: Compliance Officer **Location**: Ahmedabad **Description**: - Looking overall compliance as applicable to IRDAI Insurance Broker including preparation and filling retunes. (Quarterly/Half Yearly/Yearly/POS-Half Yearly Return) - Monitor company compliance with regulations (Intimation Of Branch opening/Closing also newspaper advertise for...

**Job Description for Compliance Officer** 1. Read all circulars issued by all exchanges carefully. (I.E. BSE, NSE, MCX, CDSL).Take necessary steps to resolve the matter through its concerned department. 2. Communicate with all exchanges for other new developments. 3. To submit quarterly, half yearly and annual reports to all exchangers before due date. 4....

**We are looking for**: - Someone who is detail oriented, motivated individual who should be able to multitask in a fast-paced environment. - Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance related aspects. - Should have good drafting and communication skills. **Role...

Support the Compliance Team with day-to-day tasks. - Help in formation of Policies and assess compliance with laws. - Work with different teams to update compliance policies. - Stay updated on laws and industry trends for compliance. - Assist in creating and giving compliance training to staff. - Aid in investigating compliance issues and suggesting fixes. -...

HelloAll, We are hiring for Compliance Officer in given location. Role: - Compliance Officer Experience Required - 1-2 years Location-Ahmedabad Knowledge and Skill Required: - *Compliance Officer as required by a share broker, as specified by SEBI **Salary**: From ₹20,000.00 per month Schedule: - Day shift Ability to commute/relocate: -...

As a Compliance Officer your roles and responsibilities will be as below: Job Description: Initial and maintenance compliance Chasing documents, verifying, and uploading Signing off file as per client guideline Key Skills: Experience with Compliance for 12 to 18 Months UK compliance healthcare background, Knowledge of NHS framework compliance. Should...

**Job Description for Compliance Work.** 1. NISM - Certification 2.AP Creation at Exchange 3. Group Code / Branch Creation in Back office 4.Brokerage Entry in Back office - AP 5.CTCL JD Creation at Exchange & Back office Level 6. AUTO DEBIT - Clients - Creation & Cancellation Good Excel Knowledge - With Good Communication and Drafting...

Required Compliance Officer( Stock Broking) An efficient complaince officer from the Stock Broking Industry Should have minimum 4-5 years of experience in stock broking complaince Should be able to handle exchange reportings appropriately ( Daily, Weekly, Monthly) Should be able to handle all audit-related matters independently ( Internal and...

We are seeking to employ proactive, innovative, forward-thinking staff that go above and beyond to join us and improve upon the service we offer. What is a compliance officer? “A compliance officer is **an individual who ensures that a company complies with its outside regulatory and legal requirements as well as internal policies and bylaws**....

**Greetings for the day!** **IMS Group is urgently hiring for Compliance Officers!!!** **Kindly find below the job description!** **About Company**: IMS People is an Offshore Recruitment Services company. We help staffing firms globally with our extensive range of tailored services. From recruitment & administrative services to accounting support,...

Job Advert Internal Job Title**:Compliance Officer** Business**:Lucy Electric Manufacturing & Technologies India Pvt Ltd** Location**:Halol, Gujarat, India** Job Reference No**:3360** **Job Purpose** This Job Position is required for compliance by determining, establishing, implementing, and monitoring of Government laws (Labour, Environmental, Health &...

**Job Detail**: - Job Location : Ahmedabad- - Experience : 1 years- - Department : QX Recruitment Process Outsourcing**Skills Required**: UK compliance healthcare background, Knowledge of NHS framework compliance, Excellent communication skills (written and verbal both), Familiar with MS Outlook and MS-Office (Good in MS-Excel)

**Job Title - Company Secretary** **Location - Ahmedabad Satellite Road** **Budget - Up to 9 Lacs** **Qualifications**: **-Qualified Company Secretary (CS) with a valid membership from the Institute of Company Secretaries of India (ICSI).** **Overview**: As the Company Secretary, you will be responsible for ensuring adherence to regulatory requirements...

compliance Jd Flag any high-level escalations to the supervisor within a reasonable time frame to ensure the correct support is given before the query escalates further Document and data analysis, auditing & approving. **Salary**: ₹25,000.00 - ₹35,000.00 per month Schedule: - Day shift Ability to commute/relocate: - Ahmedabad, Ahmedabad, Gujarat:...

**Location: Work from Home** **Salary: Up to ₹40,500.00 per month** Are you interested in working from home for a UK based company? Are you an experienced Compliance Officer looking for a new challenge in 2023? Are you looking to work in a fast-paced environment where career progression is encouraged? Then look no further! This is an exciting...