Compliance Officer- Insurance

1 week ago


Ahmedabad Gujarat, India Prudent Corporate Advisory Services Full time

**Function**:
Compliance Officer

**Location**:
Ahmedabad

**Description**:

- Looking overall compliance as applicable to IRDAI Insurance Broker including preparation and filling retunes. (Quarterly/Half Yearly/Yearly/POS-Half Yearly Return)
- Monitor company compliance with regulations (Intimation Of Branch opening/Closing also newspaper advertise for shifting branch, BQP update/License Renewal/ISNP Audit/Cyber Security Audit)
- Coordinate, prepare and review regulatory requirement(Circular/New Regulation Changes)
- Follow-up with IRDA for compliance-related issue as and when needed.
- Prepare and Maintain Premium Register
- POS Intimation, Deactivation and update in system-POS Portal
- Maintain a file of BQP and Branch - singing authority
- Arrange Training and Exam (NIA)-BQP
- Exam and training registration (Fresh & Renewal) Related follow up
- Maintain Exam and Training Certificate of BQP
- BQP Code Creation from the Insurer
- Vetting and executing the Agreement and related documents of the Insurer

**Desired Profile**:
**Experience**:
1-5 Years


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