Compliance officer

1 month ago


Ahmedabad, India Naukripay Full time
compliance officer's job is to ensure that a company complies with legal and internal requirements. Their responsibilities include:  Monitoring compliance: Keeping up with laws and regulations, and monitoring compliance with them  Risk assessment: Performing risk assessments and audits to identify and understand compliance risks  Educating employees: Informing employees about regulations and the consequences of non-compliance  Investigating: Investigating irregularities and non-compliance issues  Reporting: Reporting to management and regulatory bodies on compliance performance and violations  Developing policies: Developing and updating internal policies, and setting standards for external communications  Reviewing materials: Reviewing marketing materials, presentations, and websites to ensure compliance  Assisting with requests: Assisting with gathering information internally in response to regulatory requests  Performing administrative tasks: Creating and maintaining files, and performing other administrative duties  Compliance officers work in many industries, including finance, healthcare, and manufacturing. The role is often referred to as "compliance manager". A senior-level compliance officer position is called a Chief Compliance Officer (CCO).  Compliance officers often start their careers in another role within the company, such as in the legal department. They need to have a thorough understanding of the company and its market environment. A master's degree related to the industry can help with this, and many compliance officers pursue a Master's Degree in Law.  

  • Compliance officer

    1 month ago


    Ahmedabad, India Naukripay Full time

    Job Descriptioncompliance officer's job is to ensure that a company complies with legal and internal requirements. Their responsibilities include:  Monitoring compliance: Keeping up with laws and regulations, and monitoring compliance with them  Risk assessment: Performing risk assessments and audits to identify and understand compliance...

  • Compliance officer

    2 months ago


    Ahmedabad, India Naukripay Full time

    compliance officers job is toensure that an organization complies with laws regulations andinternal policies. They also help to identify and mitigate risksand educate employees on compliance. Here are some of the responsibilities of acompliance officer: MonitorcomplianceKeep up with relevant laws andregulations and monitor compliance with them Perform...

  • Compliance officer

    4 weeks ago


    Ahmedabad, India MP Financial Services_Official Full time

    About the Role: We are seeking a knowledgeable and detail-oriented Insurance Compliance Officer to ensure our operations comply with industry regulations and internal policies. If you have a strong background in compliance, regulatory affairs, or risk management within the insurance sector, we would love to hear from you! Key Responsibilities: ...

  • Compliance Officer

    4 weeks ago


    ahmedabad, India MP Financial Services_Official Full time

    About the Role: We are seeking a knowledgeable and detail-oriented Insurance Compliance Officer to ensure our operations comply with industry regulations and internal policies. If you have a strong background in compliance, regulatory affairs, or risk management within the insurance sector, we would love to hear from you! Key Responsibilities: Monitor...

  • Compliance Officer

    4 weeks ago


    Ahmedabad, India MP Financial Services_Official Full time

    About the Role:We are seeking a knowledgeable and detail-oriented Insurance Compliance Officer to ensure our operations comply with industry regulations and internal policies. If you have a strong background in compliance, regulatory affairs, or risk management within the insurance sector, we would love to hear from you!Key Responsibilities:Monitor...

  • Compliance Officer

    4 weeks ago


    Ahmedabad, India MP Financial Services_Official Full time

    About the Role:We are seeking aknowledgeable and detail-oriented Insurance Compliance Officerto ensure our operations comply with industry regulations and internal policies. If you have a strong background in compliance, regulatory affairs, or risk management within the insurance sector, we would love to hear from you!Key Responsibilities:Monitor compliance...

  • Compliance Officer

    4 weeks ago


    ahmedabad, India MP Financial Services_Official Full time

    About the Role:We are seeking a knowledgeable and detail-oriented Insurance Compliance Officer to ensure our operations comply with industry regulations and internal policies. If you have a strong background in compliance, regulatory affairs, or risk management within the insurance sector, we would love to hear from you!Key Responsibilities:Monitor...

  • Compliance Officer

    4 weeks ago


    Ahmedabad, India MP Financial Services_Official Full time

    About the Role:We are seeking a knowledgeable and detail-oriented Insurance Compliance Officer to ensure our operations comply with industry regulations and internal policies. If you have a strong background in compliance, regulatory affairs, or risk management within the insurance sector, we would love to hear from you!Key Responsibilities:Monitor...

  • Compliance Officer

    4 weeks ago


    Ahmedabad, India MP Financial Services_Official Full time

    About the Role:We are seeking a knowledgeable and detail-oriented Insurance Compliance Officer to ensure our operations comply with industry regulations and internal policies. If you have a strong background in compliance, regulatory affairs, or risk management within the insurance sector, we would love to hear from you!Key Responsibilities:Monitor...

  • Compliance Officer

    6 months ago


    Ahmedabad, Gujarat, India LENDITT INNOVATIONS & TECHNOLOGIES PRIVATE LIMITED Full time

    This is a full-time on-site role for a Compliance Officer. The Compliance Officer will be responsible for ensuring that all business activities and operations are conducted in compliance with all relevant regulations and laws. Daily tasks will include creating compliance guidelines, reviewing current client portfolios and ensuring that they comply with all...

  • Compliance Officer

    3 months ago


    Ahmedabad, Gujarat, India Target Mind Full time

    We are seeking to employ proactive, innovative, forward-thinking staff that go above and beyond to join us and improve upon the service we offer. What is a compliance officer? “A compliance officer is **an individual who ensures that a company complies with its outside regulatory and legal requirements as well as internal policies and bylaws**....

  • Compliance Officer

    6 months ago


    Ahmedabad, Gujarat, India The TruMinds Full time

    **Job Title**: Compliance Officer **Location**: Ahmedabad, Gujarat **Salary**: Up to 35k per month **Work Experience**: Minimum 1 year **Key Responsibility**: - Ensuring adherence to regulatory requirements set forth by **NSE and BSE.**: - Conducting **regular audits and reviews **to identify compliance issues. - Developing and implementing compliance...

  • Compliance Officer

    6 months ago


    Ahmedabad, India SKS Enterpprise Full time

    **Position Name -** **Compliance Officer** **Location - **Ahmedabad** **Experience Range - **5+ years** **Mandatory Requirement**: - 5+ years of experience in Alternate Investment Fund regulations - CS or CA - Minimum 4+ years of post-CS membership experience - Experience in dealing with foreign law firms - Should be equipped to do research under SEBI...

  • Compliance Officer

    6 months ago


    Ahmedabad, Gujarat, India Energymeteo Control Solution Pvt ltd Full time

    **Designation: HR Compliance Officer** **Job description**: Key Role: Having Knowledge of Payroll, HR Compliance like; PF, ESIC, Professional Tax, Generating UAN number & Challan & Labor Laws, filling Online PF/ ESI Challan and payment with the authorized Relevant Experience: Recruitment & Labour/ Statutory Compliance liaisoning with labour Law Act like...

  • Compliance Officer

    6 months ago


    Ahmedabad, India Medecho Ltd Full time

    **Job Title**: Compliance Officer **Location**: Ahmedabad **Company: Kbsa Staffing Solutions Pvt Ltd** **About Us**:KBSA is a leading healthcare company dedicated to providing high-quality healthcare services to the UK community. We are committed to upholding the highest standards of compliance and ethical conduct. **Qualifications**: - Any diploma,...


  • Ahmedabad, India WorkQuest India Full time

    Job Title: COMPLIANCE OFFICERResponsibilities:Monitoring compliance related developments and rule changes and advising executive management regarding their impact to the organization.Preparing and conducting presentations to the Board of Directors regarding the organization's compliance program and communicating serious compliance matters with the board on...

  • Compliance Officer

    4 weeks ago


    ahmedabad, India Kotak Alternate Asset Managers Limited Full time

    Job Role: •Compliances of SEBI AIF regulations and leading the Compliance and risk management at the GIFT City branch office •Liaison and deal with auditors and regulators from time to time •Should keep abreast with the latest regulatory changes/ requirements and adhere to such requirements especially related to SEZ Act and SEBI AIF IFSC...

  • Compliance Officer

    3 weeks ago


    ahmedabad, India Kotak Alternate Asset Managers Limited Full time

    Job Role:•Compliances of SEBI AIF regulations and leading the Compliance and risk management at theGIFT City branch office•Liaison and deal with auditors and regulators from time to time•Should keep abreast with the latest regulatory changes/ requirements and adhere to such requirements especially related to SEZ Act and SEBI AIF IFSC...

  • Compliance Officer

    4 weeks ago


    Ahmedabad, India Kotak Alternate Asset Managers Limited Full time

    Job Role:•Compliances of SEBI AIF regulations and leading the Compliance and risk management at theGIFT City branch office•Liaison and deal with auditors and regulators from time to time•Should keep abreast with the latest regulatory changes/ requirements and adhere to such requirements especially related to SEZ Act and SEBI AIF IFSC...


  • Ahmedabad, Gujarat, India WorkQuest India Full time

    Job Title: Senior Compliance OfficerWe are a leading stock broking company in India, committed to delivering top-notch financial services to our clients. As we continue to expand our operations, we are seeking a highly motivated and talented individual to join our team as a Senior Compliance Officer. This is an excellent opportunity for a fresher or...