
Regulatory Control Professional
2 days ago
This role is responsible for overseeing employee activity within the Personal Account dealing Trading, Outside Business Interests, Private Investments, Employee Trade Surveillance and Consequence Management across APAC, Americas and EMEA regions.
Key Responsibilities:- Review, approve and monitor employee activity to ensure compliance with regulations and company policies.
- Liaise with Country Compliance Officers, business units, Operations or Technology in developing, reviewing, testing and enhancing procedures.
- Manage multiple requests efficiently and effectively.
To be successful in this role, you will require:
Required Skills and Qualifications:- Bachelor's or Master's degree in Commerce and Finance.
- Minimum 4 years of prior experience in Investment Banking Operations.
- Excellent communication and interpersonal skills.
- Ability to communicate effectively with global stakeholders.
- Knowledge of financial products including stocks, bonds, equity/credit derivatives.
- Advanced MS Excel and PowerPoint skills.
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Bengaluru, Karnataka, India Candidate Experience Site - Lateral Full time ₹ 15,00,000 - ₹ 20,00,000 per yearCONTROLLERSControllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also ensure that the firm's activities are conducted in compliance with the...
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Regulatory Affairs Professional
5 days ago
Bengaluru, Karnataka, India beBeeRegulatory Full timeRegulatory Affairs ProfessionalThis role is responsible for leading the development and execution of regulatory strategies and documents in support of clinical trials and product registration.Key Responsibilities:Develop and implement regulatory strategies to ensure compliance with relevant regulations and guidelines.Prepare and review regulatory documents,...
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Regulatory Reporting Specialist
5 days ago
Bengaluru, Karnataka, India Chase- Candidate Experience page Full time US$ 90,000 - US$ 1,20,000 per yearJoin our dynamic team as a Regulatory Reporting Specialist within the Regulatory Controls Team, where you'll play a pivotal role in shaping the future of Regulatory Trade Reporting for the Global Credit, Rates, and Equities Derivative Group. This is your chance to be at the forefront of regulatory innovation, working hand-in-hand with the Change Management...
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Regulatory Reporting Specialist
4 weeks ago
Bengaluru, Karnataka, India JP Morgan Chase Full time: Join our dynamic team as a Regulatory Reporting Specialist within the Regulatory Controls Team, where you'll play a pivotal role in shaping the future of Regulatory Trade Reporting for the Global Credit, Rates, and Equities Derivative Group. This is your chance to be at the forefront of regulatory innovation, working hand-in-hand with the Change Management...
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Hiring Regulatory Professionals
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Bengaluru, Karnataka, India beBeeRegulatory Full time ₹ 8,00,000 - ₹ 12,00,000Regulatory Support Coordinator RoleThis role is responsible for ensuring that candidates and employees meet the minimum entry requirements to be licensed. The coordinator will review documents received from Talent Acquisition Partners or CET Team, and consult with Business Compliance/People Leader on activity codes/exams if required.">Key...
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Regulatory Affairs Professional
5 days ago
Bengaluru, Karnataka, India beBeeRegulatoryAffairs Full time ₹ 8,46,992 - ₹ 12,99,898Regulatory Affairs AssociateThis is a critical role that involves providing regulatory support to various departments across the organization. The successful candidate will be responsible for ensuring that all regulatory activities align with business needs.Key Responsibilities:The Regulatory Affairs Associate will be responsible for:Providing regulatory...
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Regulatory Affair Manager
4 weeks ago
Bengaluru, Karnataka, India Natural Biogenex Pvt Ltd Full timeJob DescriptionNote: The selected candidate must be willing to visit the manufacturing facility in Vasanthanarsapura, Tumkur at least two days a week and/or as required based on operational and regulatory needs.Job Title: Regulatory Affairs ManagerLocation: Jayanagar 2nd block, Bengaluru/Vasanthnarasapura KIADB Industrial Area, Tumkur, KarnatakaExperience:...
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Regulatory Affairs Specialist
2 days ago
Bengaluru, Karnataka, India Biocon Biologics Full timePosition SummaryThe Regulatory Affairs Specialist will be responsible for managing regulatory activities for biosimilar products for the emerging market, with a strong focus on LATAM region. This role involves ensuring compliance with regional regulations, supporting product lifecycle management, and leading submissions for primary filings and variations in...
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Regulatory Reporting Consultant
1 day ago
Bengaluru, Karnataka, India Millennium Full time US$ 90,000 - US$ 1,20,000 per yearRegulatory Reporting Consultant (12 months contract)Job Function Summary The suitable candidate will be responsible for supporting the firm's regulatory reporting obligations. The position requires a sound understanding of the MiFID regulatory reporting requirements, strong organizational skills, an attention to detail and ability to interact across a range...
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Biosimilar Product Regulatory Lead
2 days ago
Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000Regulatory Compliance ManagerThe role of Regulatory Compliance Manager will involve overseeing regulatory activities for biosimilar products in the LATAM region.Develop and implement regulatory strategies for biosimilar products in LATAM, ensuring compliance with regional regulations.Prepare, review, and submit dossiers for marketing authorization...