Regulatory Reporting Specialist

6 days ago

Bengaluru, Karnataka, India Chase- Candidate Experience page Full time US$ 90,000 - US$ 1,20,000 per year

Join our dynamic team as a Regulatory Reporting Specialist within the Regulatory Controls Team, where you'll play a pivotal role in shaping the future of Regulatory Trade Reporting for the Global Credit, Rates, and Equities Derivative Group. This is your chance to be at the forefront of regulatory innovation, working hand-in-hand with the Change Management team and key internal stakeholders to not only meet but exceed regulatory requirements.

As a Regulatory Reporting Specialist within the Regulatory Controls Team, you will be responsible for the full end-to-end implementation of Regulatory Trade Reporting in the Global Credit, Rates, and Equities Derivative Group. You will have the opportunity to work closely with the Change Management team and internal stakeholders to understand regulatory requirements, execute control processes, and improve the regulatory reporting agenda. Your role will involve recommending process and system enhancements, prioritizing requirements with the business and technology groups, and ensuring a controlled environment for regulatory reporting. You will also ensure all controls and checks are completed at the end of the day.
 

Job Responsibilities:

  • Implement new regulatory reporting and ongoing remediation.
  • Understand regulatory requirements by collaborating with the Change Management team and internal stakeholders.
  • Execute end-to-end control processes.
  • Review and improve the end-to-end control process around the Regulatory Reporting agenda in Credit, Rates, and Equities.
  • Recommend process and system enhancements.
  • Work with business and Technology groups to prioritize requirements by presenting the business case.
  • Deliver a controlled environment for Regulatory Reporting successfully.
  • Ensure all controls and checks/OTM checklist are completed at the End of Day.

Required qualifications, skills and capabilities:

  • Previous experience in the Financial Services industry with basic understanding of Credit / Rates / Equity Derivatives products and OR Reconciliation back ground.
  • Understanding of Dodd Frank CFTC Trade Reporting and EMIR Trade Reporting
  • Analytical skills to drill down the complex Regulatory Reporting requirements for multiple jurisdictions
  • Problem solving skills in order to identify, understand and address operational and technical issues 
  • Good understanding of downstream impact of actions undertaken, particularly the requirement for strong and timely controls throughout the life cycle of the trade
  • Graduate with 3+  years of experience in an investment banking environment, in Middle Office / Trade Support
  • Degree holder 
  • Strong proficiency in MS Office. 

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