Regulatory Reporting Consultant

21 hours ago

Bengaluru, Karnataka, India Millennium Full time US$ 90,000 - US$ 1,20,000 per year
Regulatory Reporting Consultant (12 months contract)

Job Function Summary

The suitable candidate will be responsible for supporting the firm's regulatory reporting obligations. The position requires a sound understanding of the MiFID regulatory reporting requirements, strong organizational skills, an attention to detail and ability to interact across a range of stakeholders.

Principal Responsibilities

  • Member of a team that monitors the firm's transaction reporting obligations, including monitoring and processing of MiFID II trade and transaction reporting breaks and resubmissions
  • Assist with the documentation and implementation of processes and procedures for monitoring compliance across transaction reporting regimes
  • Assist with the documentation of business requirements, working with key stakeholders to deliver change and carry out UAT and post-production validations
  • Assess on a continuous basis transaction reporting risks, and introduce or enhance the regulatory reporting control framework as required
  • Build and manage MI and reporting processes to track control failures and resolution times
  • Assist with the resolution of failed, inadequate or missing controls
  • Remain current on the regulatory reporting landscape
  • Ensure the Operations department is fully compliant with regulatory requirements at all times

Qualifications/Skills Required

  • 4+ years of relevant experience in a regulatory reporting role with a proven understanding of regulatory reporting obligations and their impact on Operations
  • Exposure to MiFID regulatory reporting
  • Good knowledge of financial instruments across equities, fixed income and commodities
  • Excellent communication and interpersonal skills
  • Able to prioritize in a fast moving, high pressure, constantly changing environment
  • Strong organizational and problem solving skills
  • Advanced MS Office skills, including Excel PowerPoint and Word
  • Knowledge of SQL, Alteryx & Tableau
  • Ability to manage a range of stakeholders
  • Good team player with a strong willingness to participate and help others

  • Regulatory Reporting Specialist

    5 days ago

    Bengaluru, Karnataka, India Chase- Candidate Experience page Full time US$ 90,000 - US$ 1,20,000 per year

    Join our dynamic team as a Regulatory Reporting Specialist within the Regulatory Controls Team, where you'll play a pivotal role in shaping the future of Regulatory Trade Reporting for the Global Credit, Rates, and Equities Derivative Group. This is your chance to be at the forefront of regulatory innovation, working hand-in-hand with the Change Management...

  • Regulatory Reporting Specialist

    3 days ago

    Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

    Key Responsibilities:As a regulatory reporting specialist, you will be responsible for ensuring accuracy and timely delivery of all regulatory reports. This includes ensuring compliance with local and international banking regulations and maintaining comprehensive and up-to-date records and archives of all unit-related activities.You will also be responsible...

  • Regulatory Reporting Specialist

    4 weeks ago

    Bengaluru, Karnataka, India JP Morgan Chase Full time

    : Join our dynamic team as a Regulatory Reporting Specialist within the Regulatory Controls Team, where you'll play a pivotal role in shaping the future of Regulatory Trade Reporting for the Global Credit, Rates, and Equities Derivative Group. This is your chance to be at the forefront of regulatory innovation, working hand-in-hand with the Change Management...

  • Regulatory Reporting- Analyst

    5 days ago

    Bengaluru, Karnataka, India Chase- Candidate Experience page Full time US$ 80,000 - US$ 1,20,000 per year

    You are a strategic thinker passionate about driving solutions in Regulatory Reporting. You have found the right teamAs an analyst in the LRR organization, you will be delivering financial information (via FIREP & Stastical Reporting) to regulators like Bundesbank, EBA, and ECB. It would also include preparing monthly, quarterly, and biannual returns for...

  • Regulatory Reporting Analyst

    3 weeks ago

    Bengaluru, Karnataka, India JP Morgan Chase Full time

    : You are a strategic thinker passionate about driving solutions in Regulatory Reporting. You have found the right team As an analyst in the LRR organization, you will be delivering financial information (via FIREP & Statistical Reporting) to regulators like Bundesbank, EBA, and ECB. It would also include preparing monthly, quarterly, and biannual returns...

  • Regulatory Reporting Specialist

    4 days ago

    Bengaluru, Karnataka, India beBeeCompliance Full time

    Job DescriptionAs a key member of our regulatory reporting team, you will play a crucial role in ensuring the accuracy, timeliness, and completeness of our financial reports. You will work closely with our technology development teams to design and implement system solutions that automate as much of the exceptions process as possible.You will be responsible...

  • Financial Regulatory Reporting

    4 days ago

    Bengaluru, Karnataka, India State Street Full time

    We are looking forState Street is seeking dynamic individuals to join our team as we expand our business function with the introduction of Tailored Shareholder Reports TSR We are looking for individuals who possess a unique blend of business process operation skills a passion for data transformation and a strong interest in technical skills automation ...

  • Regulatory Reporting Compliance Manager

    3 days ago

    Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

    Job OverviewWe are seeking a highly skilled Regulatory Reporting Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring the accuracy and timeliness of regulatory reports.In this role, you will work closely with various stakeholders to identify and mitigate risks associated with regulatory reporting. You...

  • Drive Regulatory Reporting Solutions

    2 days ago

    Bengaluru, Karnataka, India beBeeAnalytical Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Regulatory Reporting Business Analyst">We are seeking a skilled Business Analyst to drive solutions in regulatory reporting.You will play a key role in supporting mortgage banking external/regulatory reporting by gathering and documenting business requirements.Key responsibilities include interpreting customer needs, translating them into application and...

  • Regulatory Reporting Business Associate

    3 days ago

    Bengaluru, Karnataka, India JP Morgan Chase & Co. Full time

    Job DescriptionYou are a strategic thinker passionate about driving solutions in Regulatory Reporting.You have found the right teamAs a Regulatory Reporting Business Associate within the Regulatory Reporting Team, you will support Mortgage Banking External/Regulatory Reporting by gathering and documenting business requirements in accordance with regulatory...