Compliance Officer

21 hours ago


Nashik, Maharashtra, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

We are seeking a seasoned professional to fill the role of Compliance Officer. As a key member of our team, you will be responsible for ensuring that all regulatory requirements are met and maintained.

The ideal candidate will have a strong understanding of regulatory compliance and a proven track record of ensuring adherence to regulatory standards.

Responsibilities include:

  • Ensuring timely dissemination of regulatory notifications and updates to relevant teams
  • Tracking and monitoring actionable items related to regulatory compliance
  • Managing client balances and maintaining knowledge of related processes
  • Preparing and maintaining documentation for AP registration and cancellation
  • Providing technical support for NEAT and CTCL terminals and maintaining MIS
  • Submitting regular regulatory returns to exchanges
  • Coordinating with exchanges, clients, and departments on compliance-related matters
  • Maintaining accurate records of client transactions
  • Preparing various applications and documentation in accordance with exchange rules and regulations

If you have a passion for regulatory compliance and a drive to excel in a fast-paced environment, we encourage you to apply for this exciting opportunity.


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