Regulatory Compliance Specialist

18 hours ago


Nashik, Maharashtra, India beBeeCompliance Full time ₹ 15,16,800 - ₹ 26,21,440
Job Title: Compliance Officer

We are seeking a highly skilled Compliance Officer to join our organization. As a Compliance Officer, you will play a crucial role in ensuring adherence to regulatory requirements, supporting governance processes, and providing compliance guidance to senior leadership and board-level committees.

Key Responsibilities:
  • Regulatory Monitoring: Continuously monitor and evaluate regulatory updates relevant to the organization.
  • Impact Assessment: Assess the impact of regulatory changes on policies and business processes.
  • Implementation: Disseminate updates to senior management and ensure timely implementation.
  • Compliance Advisory: Provide compliance advisory to business teams on loan proposals and related matters.
  • Board Presentations: Present compliance updates and key issues to the Board and board committees.
  • Reporting: Prepare and submit periodic returns to regulatory bodies.
  • Regulatory Queries: Act as the single point of contact for regulatory queries and clarifications.
  • Annual Testing Plan: Develop and implement the annual compliance testing plan.
  • Compliance Lapses: Report significant compliance lapses to the Audit Committee and senior leadership.
  • Regulatory Reviews: Lead annual regulatory reviews, including inspections and audits.


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