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Independent Compliance Officer

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Hyderabad, Telangana, India beBeeDirector Full time ₹ 1,50,00,000 - ₹ 2,50,00,000
Director Job Description

We are seeking a highly skilled Director to join our team. The successful candidate will be responsible for leading and managing periodic audits of personal independence compliance for professionals across the firm.

Responsibilities:

  • Lead and manage audits of personal independence compliance
  • Define audit objectives, timelines, and scope based on risk assessments and regulatory priorities
  • Identify representative samples of professionals for audit
  • Examine financial disclosures, brokerage statements, and independence affirmations to validate compliance
  • Support and enhance protocols for escalating unresolved independence concerns or potential violations
  • Prepare detailed audit reports summarizing findings, observations, and recommendations for remediation
  • Monitor and follow up on corrective actions to ensure timely resolution of identified issues
  • Oversee the independence review process for onboarding new assurance clients to ensure completeness and accuracy of independence documentation
  • Evaluate submitted materials to confirm the completeness and accuracy of clients records, such as affiliates
  • Conduct thorough reviews of existing client relationships, services, and affiliations to identify potential conflicts

Requirements:

  • Bachelors degree in accounting required; MBA or other advanced degree preferred
  • Active CPA license preferred
  • 10+ years of experience in public accounting, preferably with substantive exposure to a variety of independence considerations in professional practice
  • Prior people management experience, including leading and mentoring teams
  • Proven ability to manage and develop high-performing teams, while fostering collaboration and ensuring accountability

Benefits:

  • Opportunity to work with a highly respected organization
  • Chance to lead and manage a team of professionals
  • Ability to develop and implement processes to improve efficiency and effectiveness

Other Responsibilities:

  • Drive process initiatives, including proposing suggestions and solutions for improvements to processes
  • Evaluate and assist with the implementation of technology solutions
  • Train and develop staff on matters pertaining to independence requirements
  • Participate in and/or leading special projects
  • Develop and deliver firm-wide training programs on independence requirements

Independence Expertise:

The ideal candidate will have extensive knowledge and proven success performing functions that involve the application of independence rules established by the AICPA, SEC, PCAOB, and other regulators.

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